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Compliance Administrator

Compliance Administrator

Posted 25 October by Page Personnel Finance
Ended

Our client is looking for a Compliance Administrator - Edinburgh city

Client Details

A leading firm

Description

  • Preparing and submitting FCA applications for approved persons, appointed representatives, change in control, authorisations and variations of permission
  • Due diligence processing and financial checks for approved persons
  • Technical and administrative support on project work where necessary including regulatory developments
  • Providing technical advice on FCA rules to regulated firms and appointed representatives
  • Maintenance of compliance manual and compliance monitoring plans
  • Updating/Tailoring manuals, procedures and training material for clients
  • Maintain the breaches log, company records, systems and keeping files up to date
  • Building knowledge of FCA rules and regulations.
  • Responding to new business enquiries

Profile

A candidate from a similar background

Job Offer

A competitive rate

Reference: 36448321

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