Our client, a financial services group/IFA firm and network is looking for an organised and efficient administrator with an understanding of FCA rules and the interpretation to join their busy and friendly team in Horsham.
- Assist and supper the Compliance Supervisor in administering the supervisory scheme across the network
- Telephone support
- Preparing documentation, skills assessments, KPI reports, training evaluation, activity sheets and audit documentation on a daily, monthly, quarterly, bi annual and annual basis
- Attend quality and risk supervisory team meetings
- Administration support
- Liaise effectively and confidently with senior management
Candidates should have experience within financial services, ideally gained in an investment or insurance environment and a good understanding of Excel, Outlook and other MS Office Software.
- Financial Services
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