Client Support / Administrator

Posted 26 February by Coast Specialist Recruitment

Client Support / Administrator

Maternity Contract with possibility of a permanent role

Horsham - £18,000 - £22,000


  • Assist and support the Compliance team in administering the supervisory scheme across the Network
  • Provide telephone cover and support for the Compliance Department and the Compliance Director
  • Undertake "focused" file checks for the Network’s AR firms, maintaining accurate records of findings and communicating them to the team within desired timescales
  • Undertake Monthly, Quarterly, Bi Annual and Annual tasks to assist with the Compliance Function across the Network.
  • Attend Compliance Team Meetings, compile Minutes and add to discussion as appropriate
  • Undertake supporting administrative tasks for the compliance team as required
  • Liaise with the team on associated tasks and projects, and provide constructive input
  • Liaise effectively and confidently with senior management
  • Technical Support and Regulatory Role Analysis in support of Compliance Director

Desirable Qualifications/Experience

  • Level 3 Certificate in Financial Planning with an aim towards the Level 4 Diploma qualification
  • Experience within the financial services, preferably in an investment or insurance environment

Skills and Knowledge

  • A good level of Financial Services industry experience, preferably in a retail/IFA environment
  • Some understanding of FCA rules and their interpretation/application
  • Strong analytical, observational, written and communication skills

Reference: 33555607

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