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Cass Consultant

Posted 6 March by Sanderson Easy Apply Ended

Cass Consultant

We are currently looking to recruit a Cass Consultant for one of the top asset managers in the City.

Cass Consultant responsibilities;

  • Provide first line oversight and support to all CASS related matters across the business including processes undertaken by our third party administrative partners.
  • Be responsible for assisting with the development, implementation and maintenance of an effective first line control framework to ensure compliance with CASS, CMAR reporting regulations and the FRC Assurance Standard.
  • Assist with the ongoing maintenance of the CASS Resolution Packs, including the monthly oversight reporting and documentation of any findings.
  • Participate in CASS quality assurance testing across operations, including providing onsite oversight activities at the TPAs.
  • Documenting each firm's regulatory footprint and control framework.

Cass Consultant skill set/experience;

  • Previous experience of CASS processes.
  • Extensive Asset Management experience
  • An understanding of the operational processes of a financial services business.
  • Previous experience of external audit processes is desirable.
  • Experience of oversight of processes provided by TPAs would be an advantage but not essential.
  • Finance qualification is extremely desirable

Reference: 34612500

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