AVP - Trade Surveillance Officer up to £85,000
AVP - Surveillance Compliance Officer AVP -Surveillance Compliance position at an international Investment Bank. The Firm:
One of the top investment banks in London seeks an AVP to join their Trade Surveillance team where you will be responsible for identifying potential instances of market abuse. The Role:
As an AVP, you will be responsible for conducting surveillance assurance programs across the banking arm to identify the regulatory risks of the business. This will include carrying out conducting Electronic communications surveillance both written and orally. As well as general maintenance of the programs you will be expected to grow and develop new control programs to ensure the business meet any regulatory changes.
The successful candidate will have an extensive understanding of conducting trade and communication surveillance techniques, they must also have experience with any issues that may arise on the trading floor on products including but no limited too Credit, Rates FX, Equities and financial transactions.
* Candidates should have at least 4 years' experience in Compliance
* Strong academic background
* Strong understanding of the FCA/PRA rules
* Flexible and organised approach
* Ability to work autonomously as well as collaboratively
* High sense of drive, ambition and motivation
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