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The Introduction to UK Financial Regulations & Professional Integrity
Thames College

CPD Accredited Course | Free PDF Certificate | Voiceover & Visual Elements Included | Instant Access

Summary

Price
£19 inc VAT
Study method
Online
Duration
3 hours · Self-paced
Access to content
1 year
Qualification
No formal qualification
CPD
10 CPD hours / points
CPD What's this?
Certificates
  • Certificate of completion - Free
  • Hardcopy CPD Certificate - £8.99
Additional info
  • Tutor is available to students
4 students purchased this course

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Overview

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Additional perks of selecting course from Thames College:

This course offers you the benefit of —

  • Learn with an engaging voiceover and visual elements.
  • Lifetime access to the course.
  • Participate in quick assessments and get instant feedback on your course progress.
  • Study on your own schedule.

Certificates

Certificate of completion

Digital certificate - Included

Hardcopy CPD Certificate

Hard copy certificate - £8.99

You can also get a Printed Hardcopy CPD Certificate for only 8.99 GBP.

CPD

10 CPD hours / points
Accredited by CPD Quality Standards

Course media

Description

Course Curriculum of The Introduction to UK Financial Regulations & Professional Integrity:

  • Module 01: Understanding Financial Markets in the UK
  • Module 02: Assessing Financial Services & Risk in the UK
  • Module 03: Legal Framework on Contract & Trust
  • Module 04: Ethics and Professionalism
  • Module 05: UK Financial Services Regulators
  • Module 06: FCA and PRA Governance, Principles, and Rules
  • Module 07: FCA and PRA Competence of Companies and Individuals
  • Module 08: Financial Crime Regulations
  • Module 09: Complaints & Redress
  • Module 10: FCA Conduct of Business Sourcebook (COBS)

Please Note: Thames College is a One Education approved resale partner for Quality Licence Scheme Endorsed courses.

Who is this course for?

Those who want to strengthen their skills while training for the desired job should take advantage of the The Introduction to UK Financial Regulations & Professional Integrity training!

Requirements

No formal entry requirements for The Introduction to UK Financial Regulations & Professional Integrity course!

Questions and answers

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Legal information

This course is advertised on Reed.co.uk by the Course Provider, whose terms and conditions apply. Purchases are made directly from the Course Provider, and as such, content and materials are supplied by the Course Provider directly. Reed is acting as agent and not reseller in relation to this course. Reed's only responsibility is to facilitate your payment for the course. It is your responsibility to review and agree to the Course Provider's terms and conditions and satisfy yourself as to the suitability of the course you intend to purchase. Reed will not have any responsibility for the content of the course and/or associated materials.

FAQs

Study method describes the format in which the course will be delivered. At Reed Courses, courses are delivered in a number of ways, including online courses, where the course content can be accessed online remotely, and classroom courses, where courses are delivered in person at a classroom venue.

CPD stands for Continuing Professional Development. If you work in certain professions or for certain companies, your employer may require you to complete a number of CPD hours or points, per year. You can find a range of CPD courses on Reed Courses, many of which can be completed online.

A regulated qualification is delivered by a learning institution which is regulated by a government body. In England, the government body which regulates courses is Ofqual. Ofqual regulated qualifications sit on the Regulated Qualifications Framework (RQF), which can help students understand how different qualifications in different fields compare to each other. The framework also helps students to understand what qualifications they need to progress towards a higher learning goal, such as a university degree or equivalent higher education award.

An endorsed course is a skills based course which has been checked over and approved by an independent awarding body. Endorsed courses are not regulated so do not result in a qualification - however, the student can usually purchase a certificate showing the awarding body's logo if they wish. Certain awarding bodies - such as Quality Licence Scheme and TQUK - have developed endorsement schemes as a way to help students select the best skills based courses for them.
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