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Practical Aspects of the Compliance Function

European Institute of Management and Finance


£82 inc VAT
Study method
Online, self-paced
5 Hours
No formal qualification
Additional info
  • Certificate of completion available and is included in the price

11 students purchased this course

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Compliance Function is developing in one of the most important functions for the banks, as well as for the financial and insurance institutions, as demonstrated by several international scandals impacting the reputation of big financial institutions.

Course media


The self-paced online course offers a substantial and detailed overview of the roles and responsibilities of the Compliance Officer in the Financial and Professional Services Sectors.

Compliance contributes to the security of the organization and to the prevention of situations, which would impact the operation and the reputation of the organization, as well as the employees individually.

The need of training for the personnel working in the financial area has become imminent, in order for them to be in position to face the new challenges and to contribute, depending on their role, to the adaptation and the operation of the organization, according to the existing and forthcoming regulation. In parallel, the role of the Compliance Officer evolves progressively and Compliance has become, a new challenging career opportunity, at global level.


  • learning style - it includes a variety of learning tools, videos, including study notes, case studies, appraisal questions and online quizzes.
  • lifestyle - study when and where suits you via the online study portal.
  • interactive structure - ensures that you will absorb the knowledge provided in a pleasant and intuitive manner.

Who is this course for?

The course is suitable for anyone working in a Compliance Function, or those that want to transition to such responsibilities. Also relevant for legal professionals that want to offer regulatory compliance support to clients, and managers from consultancy and financial services firms.

Questions and answers

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