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Level 3 Certificate in Compliance and Risk Management
Training Express Ltd

CPD & QLS Endorsed | Free Hard Copy and PDF Certificate Included |Free Retake Exam |Lifetime Access

Summary

Price
Save 28%
£15 inc VAT (was £21)
Offer ends 11 June 2026
Study method
Online, On Demand 
Course format
9 Videos (with subtitles and transcripts) and 3 PDFs
Duration
1.8 hours · Self-paced
Qualification
No formal qualification
CPD
10 CPD hours / points
Achievement
Certificates
  • Certificate of completion (Hardcopy) - Free
  • Certificate of completion (PDF) - Free
  • Reed Courses Certificate of Completion - Free
  • QLS Endorsed Certificate - £69
Additional info
  • Tutor is available to students

761 students purchased this course

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Overview

[Updated 2026]

Compliance is required everywhere. Every organisation in the world has obligations to meet. This online Compliance Management System (CMS) & Risk Management Training course is designed for anyone looking to get into this profession and wants to develop their knowledge and skills. So enrol today and learn the fundamentals of ethics and compliance training online to boost your career development.

This Compliance Management System (CMS) & Risk Management Training course will equip you with the fundamental skills needed to identify and manage regulatory risk in your organisation, taking you through key topics such as how to implement an efficient compliance management System, ethics, risk types and classifications, and how to design a solid risk management strategy. In addition, it covers the role of the compliance officer and relevant departments in detail, with step-by-step training in auditing and risk management.

Learning Outcome

By the end of the Compliance Management System (CMS) & Risk Management Training course, you will be able to:

  • Understand the roles & responsibilities of the compliance department in detail
  • Identify the five essential elements of compliance, auditing and development
  • Implement and monitor a compliance Management System in the workplace
  • Understand the audit process and how to identify audit risk
  • Demonstrate knowledge of the difference between ethics and compliance

Key Features of Compliance and Risk Management Course

  • CPD Certified Compliance and Risk Management Course
  • QLS Endorsed
  • Free PDF & Hardcopy Certificate
  • Lifetime Access

Career Opportunity

After completing this course, you will have the knowledge and skills to explore trendy and in-demand jobs related to compliance, such as;

  • Compliance Officer
  • Compliance Manager
  • Compliance Business Partner
  • Director of Corporate Compliance
  • Compliance Analyst

Achievement

Certificates

CPD

10 CPD hours / points
Accredited by CPD Quality Standards

Curriculum

This course contains

Format: 9 Videos (with subtitles and transcripts) and 3 PDFs

Duration: 1h and 48m

    • 1: Compliance and Risk Management Intro Preview 01:34
    • 2: Lecture 1 Introduction to Compliance 07:55
    • 3: Lecture 2 Five basic elements of Compliance Management 13:27
    • 4: Lecture 3 Compliance Management System (CMS) 12:07
    • 5: Lecture 4 Audit 17:50
    • 6: Lecture 5 Compliance and Ethics 16:35
    • 7: Lecture 6 Risk and Types of Risk 12:04
    • 8: Lecture 7 Introduction to Risk Management 13:55
    • 9: Lecture 8 Risk Management Process 09:26
    • 10: Leave a Review 01:00
    • 11: Certificate 01:00
    • 12: Order Your QLS Endorsed Certificate 01:00

Course media

Description

Compliance is required in every workplace. The regulatory landscape is constantly changing, and organisations need systems to keep pace. Since the result of non-compliance can be catastrophic to an organisation, a structured approach to its management becomes evident to ensure that obligations are identified, and understood and risks are assessed and treated.

The purpose of this Compliance Management System (CMS) & Risk Management Training course is to explain what compliance is, how it is used and what purpose it serves. It will equip you with the fundamental skills needed to identify and manage regulatory risk in your organisation, taking you through key topics such as implementing an efficient complaincemanagement system, ethics, risk types and classifications, and how to design a solid risk management strategy.

Course Curriculum of Compliance Management System (CMS) & Risk Management Training

  • Module 1: Introduction
  • Module 2: Five basic elements of Compliance Management
  • Module 3: Compliance Management System (CMS)
  • Module 4: Audit
  • Module 5: Compliance and Ethics
  • Module 6: Risk and Types of Risk
  • Module 7: Introduction to Risk Management
  • Module 8: Risk Management Process

Accreditation

All of our courses, including this course, are fully CPD Certified, providing you with up-to-date skills.

Certification

Once you’ve successfully completed your course, you will immediately be sent a FREE digital & Printed certificate (only printed certificate delivery fee applicable). Our certifications have no expiry dates, although we do recommend that you renew them every 12 months.

Assessment

At the end of the Compliance and Risk Management course, there will be an online assessment, which you will need to pass to complete the course.

Who is this course for?

This Compliance and Risk Management course is ideal for anyone looking to kick-start or develop their career in this field.

NB: This is not a regulated course. To get a professional qualification, you may like to choose:

  • Association of Governance, Risk and Compliance
  • Highfield Awarding Body for Compliance
  • Certified Governance & Compliance Audit Professional

Requirements

There are no requirements or previous qualifications needed to join this course.

Career path

Jobs' salary ranges from £38,000 to £80,000 annually in the UK.

Questions and answers

Reviews

4.8
Course rating
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Service
96%
Content
96%
Value

FAQs

Interest free credit agreements provided by Zopa Bank Limited trading as DivideBuy are not regulated by the Financial Conduct Authority and do not fall under the jurisdiction of the Financial Ombudsman Service. Zopa Bank Limited trading as DivideBuy is authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and the Prudential Regulation Authority, and entered on the Financial Services Register (800542). Zopa Bank Limited (10627575) is incorporated in England & Wales and has its registered office at: 1st Floor, Cottons Centre, Tooley Street, London, SE1 2QG. VAT Number 281765280. DivideBuy's trading address is First Floor, Brunswick Court, Brunswick Street, Newcastle-under-Lyme, ST5 1HH. © Zopa Bank Limited 2026. All rights reserved.