FCA Compliance Essentials
London Governance & Compliance Academy
A Bundle of 50+ Short FCA Compliance Courses
Summary
Price
£499 inc VAT
Or £55.44/mo. for 9 months...
Study method
Online
Duration
100 hours · Self-paced
Qualification
No formal qualification
CPD
100 CPD hours / points
CPD
What's this?
Certificates
- Certificate of Completion - Free
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Overview
Certificates
Included
Certificate of Completion
Digital certificate
Included
Certificate of Completion
Digital certificate
CPD
100 CPD hours / points
Accredited by The CPD Certification Service
Description
LGCA's FCA Compliance Essentials eLearning library currently includes the following courses:
- AML Risk Assessment
- AML Suspicious Activity Reports and Suspicious Transaction Reports (SAR/STRs)
- Anti-Bribery and Corruption
- Anti-Money Laundering and Counter Terrorist Finance
- Approved Persons Regime
- Assessing and Managing AML Risks
- Building an AML Risk-based Approach
- CASS Introduction
- Complaints Handling
- Compliance Introduction
- Compliance Monitoring and Testing
- Conduct Rules for All Staff
- Conflict of Interest (COI)
- Consumer Duty
- Establishing and Maintaining a Strong CDD Programme
- Ethics, Integrity and Fairness in Financial Services
- FCA: the Role and Approach
- Financial Promotions Regulation
- Fraud Detection and Prevention
- GDPR Awareness
- Introduction to Cybersecurity
- Introduction to Know Your Client (KYC) and Customer Due Diligence (CDD)
- Market Abuse (MAR)
- Operational Resilience
- Senior Managers and Certification Regime
- SM&CR – The Conduct Rules
- Suspicious Transactions/Activity Reporting
- The Value of Customer Due Diligence (CDD)
- Treating Customers Fairly
- Vulnerable Customer Management
- Whistleblowing
- Creating a Compliance Culture in Financial Services
- ICARA
- UK Money Markets Code
- Prudential Regulation
- Non-Financial Misconduct
- Understanding COBS: Key Rules for Financial Services Firms
- Safeguarding – Obligations for Payment Firms
- Comprehensive EDI and Workplace Inclusion Strategies for Managers
- FCA Risk Management and Regulatory Reporting Essentials
- TPRM Essentials: Designing an Effective Policy & Risk Framework
- ECCTA
- International Economic Sanctions
- Advanced Scenario Analysis for UK Regulatory Stress Testing
- UK Prudential Stress Testing: Design, Execution, and Practical Application
- Beneficial Ownership Compliance: Global Standards and Practical Application
- Compliance Risk Assessment
- Risk Appetite Framework
- Three Lines of Defence Model
- Failure to Prevent Fraud Corporate Offence
Who is this course for?
- Financial Services Providers
- Accounting Offices
- Financial Institutions
- Brokers
- Wealth & Fund Managers
- Investment Firms
- Insurance Companies
- Law Firms
- Compliance Consultants
- Payment Solutions Providers
- FinTech & RegTech Companies
- Fiduciary Services Firms
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Legal information
This course is advertised on Reed.co.uk by the Course Provider, whose terms and conditions apply. Purchases are made directly from the Course Provider, and as such, content and materials are supplied by the Course Provider directly. Reed is acting as agent and not reseller in relation to this course. Reed's only responsibility is to facilitate your payment for the course. It is your responsibility to review and agree to the Course Provider's terms and conditions and satisfy yourself as to the suitability of the course you intend to purchase. Reed will not have any responsibility for the content of the course and/or associated materials.
FAQs
Study method describes the format in which the course will be delivered. At Reed Courses, courses are delivered in a number of ways, including online courses, where the course content can be accessed online remotely, and classroom courses, where courses are delivered in person at a classroom venue.
CPD stands for Continuing Professional Development. If you work in certain professions or for certain companies, your employer may require you to complete a number of CPD hours or points, per year. You can find a range of CPD courses on Reed Courses, many of which can be completed online.
A regulated qualification is delivered by a learning institution which is regulated by a government body. In England, the government body which regulates courses is Ofqual. Ofqual regulated qualifications sit on the Regulated Qualifications Framework (RQF), which can help students understand how different qualifications in different fields compare to each other. The framework also helps students to understand what qualifications they need to progress towards a higher learning goal, such as a university degree or equivalent higher education award.
An endorsed course is a skills based course which has been checked over and approved by an independent awarding body. Endorsed courses are not regulated so do not result in a qualification - however, the student can usually purchase a certificate showing the awarding body's logo if they wish. Certain awarding bodies - such as Quality Licence Scheme and TQUK - have developed endorsement schemes as a way to help students select the best skills based courses for them.
