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Compliance and Risk Management Level 3
Thames College

Updated 2026 | CPD Accredited Course | Free PDF Certificate | Instant Access

Summary

Price
£21 inc VAT
Study method
Online, On Demand 
Duration
1.3 hours · Self-paced
Qualification
No formal qualification
CPD
10 CPD hours / points
Certificates
  • CPD Accredited PDF Certificate - Free
  • Reed Courses Certificate of Completion - Free
  • CPD Accredited Hardcopy Certificate - £8.99
Additional info
  • Tutor is available to students

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Overview

In today’s business environment, organisations face a variety of risks and must comply with numerous laws and regulations. This course provides a comprehensive foundation in managing these risks and ensuring compliance across multiple sectors, including finance, healthcare, and data management.

This course is an essential qualification for anyone looking to pursue a career in risk management or compliance and aims to help individuals build a thorough understanding of governance, training, and compliance structures.

Learning Outcomes

Upon completion of this course, learners will be able to:

  • Understand the core principles and frameworks of compliance and risk management.
  • Identify different types of risks and their potential impact on an organisation.
  • Analyse and apply risk management policies in various sectors.
  • Demonstrate knowledge of compliance in the context of human resources and employment law.
  • Develop and implement data compliance policies in line with current regulations.
  • Understand governance structures and the roles of compliance officers.

Certificates

CPD

10 CPD hours / points
Accredited by CPD Quality Standards

Curriculum

1
section
7
lectures
1h 17m
total

Course media

Description

The Compliance and Risk Management provides an in-depth overview of the principles and practices essential for effective risk management and compliance within organisations. You will learn how to identify, assess, and manage various risks that organisations face, from financial and operational risks to legal and reputational risks. Through understanding the impact of regulations and industry standards, learners will gain the knowledge needed to develop and implement policies to mitigate these risks.

The course also explores the legal and ethical aspects of compliance, focusing on sectors such as human resources, data protection, and employment law. It covers the importance of effective governance structures and highlights the role of compliance officers in ensuring an organisation operates within legal boundaries.

Additionally, the course includes training on information security and data compliance, areas that are growing increasingly important in the digital age.

Completing this course will be highly beneficial for anyone seeking a career in compliance or risk management. It provides the skills necessary to understand the regulatory frameworks and risk assessment processes that organisations must adhere to.

Who is this course for?

This course is ideal for individuals looking to move into or progress within the fields of risk management and compliance. It is suitable for professionals from various sectors, including finance, healthcare, legal services, and technology, who want to develop a comprehensive understanding of risk management and compliance frameworks. The course is also beneficial for those in regulatory roles, data security positions, and business management who aim to strengthen their expertise in ensuring business compliance.

Requirements

No previous experience or qualifications are required to enroll in our course. This course is designed for anyone eager to learn, whether you're an experienced professional or just starting out.

Join us and take the first step on this exciting path!

Career path

  • Compliance Officer (£25,000–£45,000)
  • Risk Manager (£40,000–£70,000)
  • Data Protection Officer (£30,000–£55,000)
  • Governance Risk and Compliance Analyst (£35,000–£60,000)
  • Internal Auditor (£30,000–£55,000)
  • Legal and Compliance Consultant (£50,000–£75,000)
  • Regulatory Affairs Manager (£45,000–£70,000)
  • Head of Compliance (£50,000–£90,000)

Questions and answers

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FAQs

Interest free credit agreements provided by Zopa Bank Limited trading as DivideBuy are not regulated by the Financial Conduct Authority and do not fall under the jurisdiction of the Financial Ombudsman Service. Zopa Bank Limited trading as DivideBuy is authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and the Prudential Regulation Authority, and entered on the Financial Services Register (800542). Zopa Bank Limited (10627575) is incorporated in England & Wales and has its registered office at: 1st Floor, Cottons Centre, Tooley Street, London, SE1 2QG. VAT Number 281765280. DivideBuy's trading address is First Floor, Brunswick Court, Brunswick Street, Newcastle-under-Lyme, ST5 1HH. © Zopa Bank Limited 2026. All rights reserved.