This course is designed for team members under the Certification Regime as well as all other team members who need to abide by the conduct rules. This course is used by FCA regulated firms nationally to qualify their staff. This course needs to be completed every 12 months to remain compliant.
In this course, you will cover the following learner outcomes (this course is not for Senior Managers, a separate course is available for Senior Managers)
- Welcome to the course!
- The FCA
- Introduction to SM&CR
- The Conduct Rules
- Next steps
- Final Quiz and Certification
This course is recognised as suitable and credible training and satisfies the FCA's regulatory requirements. Certification of completion is available to download on successful completion of the course. If you're a corporate looking to qualify a large number of employees then contact us for bulk discounts.
Who is this course for?
Anyone in a non senior manager role within an FCA regulated firm or someone looking to enter such an organisation.
Internet access and a good understanding of the English language
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