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Compliance and Risk Management - Complete Career Guide 2025
Janets

Flash Sale! Complete Career Guide 2025 | CV Support | Free Certificates | Expert Mentorship | Lifetime Access

Summary

Price
£45 inc VAT
Study method
Online
Duration
3 hours · Self-paced
Access to content
1 year
Qualification
No formal qualification
Assessment details
  • Multiple Choice Questions (MCQ)/Assignment (included in price)
Additional info
  • Tutor is available to students

Overview

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Have you given up looking for a course that can improve your understanding and help you to bloom? If so, you've come to the right spot because our tactfully crafted Compliance Risk and Management course will help you go one step closer to achieving your goal.

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Each session in this course is thorough and easy-to-understand. The extensive course materials of Compliance Risk and Management are accessible at any time and from any location, allowing you to study at your own speed in the comfort of your own home. Throughout the course, you will receive tutor support, and our helpful customer service is available around-the-clock to help you with any problems you might face while studying the Compliance Risk and Management.

What You Get Out Of Studying With Janets

  • Free PDF certificate upon successful completion of the course
  • Full one-year access to course materials
  • Instant assessment results
  • Full tutor support available from Monday to Friday
  • Study the course at your own pace
  • Accessible, informative modules taught by expert instructors
  • Get 24/7 help or advice from our email and live chat teams with the training
  • Study at your own time through your computer, tablet or mobile device
  • Improve your chance of gaining valuable skills by completing the course

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Career Guide & Career Support Training

10 Career-Focused Courses that will help you with career planning, resume writing, job searching, acing your interview and so much more:

  • Course 01: Career Development Plan Fundamentals
  • Course 02: Resume Writing - Your Ultimate Step-by-Step Resume Guide
  • Course 03: How To Succeed At Interviews
  • Course 04: Video Job Interview For Job Seekers
  • Course 05: Creating A Professional LinkedIn Profile
  • Course 06: Resume Writing & Job Search With LinkedIn and Interview Tips
  • Course 07: Body Language And Gesture Training
  • Course 08: Self Esteem and Confidence Building
  • Course 09: Goal Setting Skills
  • Course 10: Productivity Habits

Assessment details

Multiple Choice Questions (MCQ)/Assignment

Included in course price

Course media

Description

The course is delivered through Janets’ online learning platform. The Compliance Risk and Management has no formal teaching deadlines, meaning you are free to complete the course at your own pace.

********** Course Modules***********

Module 1: Introduction to Compliance

  • What Is Compliance?
  • Definition of GRC.
  • Benefits of Compliance
  • Compliance Department
  • Responsibility of The Compliance Department
  • Compliance As A Challenge
  • Summary / Keynotes Of The Module

Module 2: Five basic elements of compliance

  • Five Basic Elements of Compliance
  • Compliance House
  • Policy And Code of Conduct
  • The Structure of The Compliance Organization
  • Compliance Processes
  • Incentives and Sanctions
  • Auditing and Development
  • Summary / Keynotes of the Module

Module 3: Compliance Management System (CMS)

  • Introduction to Compliance Management System
  • Elements of CMS
  • Board and Management Oversight
  • Key actions of Board and management
  • Compliance Committee
  • Compliance Officer
  • The roles and responsibilities of a Compliance Officer/Auditor
  • Compliance Program
  • Policies and procedures
  • Training
  • Monitoring and/or Audit
  • Consumer complaint response
  • Why is CMS Important?
  • Summary / Keynotes of the Module

Module 4: Compliance Audit

  • What is ISSAI?
  • Definition of An Audit
  • Compliance Audit in a Public Sector Context
  • Elements of Compliance Audit
  • Principles of Compliance Auditing
  • Quality Control
  • Audit team management and skills
  • Audit Risk
  • Materiality
  • Documentation
  • Communication
  • Compliance Audit Process
  • What Auditors Look for in Different Audits
  • Financial Audit
  • Performance audit
  • Compliance audit
  • Summary / Keynotes of the Module

Module 5: Compliance and Ethics

  • Ethics And Compliance: Conceptual Differences
  • The Golden Rule
  • Values And Rules
  • Ethics and Compliance: Different Sides of the Same Coin?
  • Responsibilities of Ethics And Compliance Practitioners
  • Shared Challenges
  • Summary / Keynotes of the Module

Module 6: Risk and Types of Risk

  • What Is Risk?
  • Nature of Risk
  • Classification of Risk
  • Types of Pure Risk
  • Financial Risk
  • Different Types Of Financial Risk
  • Summary / Keynotes of the Module

Module 7- Introduction to Risk Management

  • What is Risk Management?
  • History of Risk Management and its Concepts
  • Objectives of Risk Management
  • Risk Management Standards
  • Principles of Risk Management
  • Risk Management Strategy
  • Risk Management Policy
  • Summary / Keynotes of the Module

Module 8: Risk Management Process

  • Identify The Risk
  • Analyse The Risk
  • Risk Evaluation
  • Treat The Risk
  • Monitor And Review The Risk
  • Summary / Keynotes Of The Module

Method of Assessment

To successfully complete the course, students will have to take an automated multiple-choice exam. This exam will be online and you will need to score 60% or above to pass the course.

After successfully passing the course exam, you will be able to apply for a certificate as proof of your expertise.

Certification

All students who successfully complete the course can instantly download their free e-certificate. You can also purchase a hard copy of the certificate, which will be delivered by post for £9.99.

Who is this course for?

The course is ideal for those who are interested or already working in this sector.

Requirements

No prior qualifications are needed for Learners to enrol on this course.

Career path

This Compliance Risk and Management course will assist you to get your desired job in the relevant field. The course will also progress your career, regardless of your present job status.

Questions and answers

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Legal information

This course is advertised on Reed.co.uk by the Course Provider, whose terms and conditions apply. Purchases are made directly from the Course Provider, and as such, content and materials are supplied by the Course Provider directly. Reed is acting as agent and not reseller in relation to this course. Reed's only responsibility is to facilitate your payment for the course. It is your responsibility to review and agree to the Course Provider's terms and conditions and satisfy yourself as to the suitability of the course you intend to purchase. Reed will not have any responsibility for the content of the course and/or associated materials.

FAQs

Study method describes the format in which the course will be delivered. At Reed Courses, courses are delivered in a number of ways, including online courses, where the course content can be accessed online remotely, and classroom courses, where courses are delivered in person at a classroom venue.

CPD stands for Continuing Professional Development. If you work in certain professions or for certain companies, your employer may require you to complete a number of CPD hours or points, per year. You can find a range of CPD courses on Reed Courses, many of which can be completed online.

A regulated qualification is delivered by a learning institution which is regulated by a government body. In England, the government body which regulates courses is Ofqual. Ofqual regulated qualifications sit on the Regulated Qualifications Framework (RQF), which can help students understand how different qualifications in different fields compare to each other. The framework also helps students to understand what qualifications they need to progress towards a higher learning goal, such as a university degree or equivalent higher education award.

An endorsed course is a skills based course which has been checked over and approved by an independent awarding body. Endorsed courses are not regulated so do not result in a qualification - however, the student can usually purchase a certificate showing the awarding body's logo if they wish. Certain awarding bodies - such as Quality Licence Scheme and TQUK - have developed endorsement schemes as a way to help students select the best skills based courses for them.
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