London Governance & Compliance Academy
Add to basket or enquire
Global Financial Compliance will provide you with a broad understanding of the compliance issues that arise within the financial services sector. The course addresses techniques used to implement a successful compliance function in a bank and provides a comprehensive introduction to all the issues a global Compliance Officer may encounter. It explores the international regulatory environment, managing the risk of financial crime, governance, risk management, ethics, integrity and fairness.
- The International Regulatory Environment
- The Compliance Function
- Managing the Risk of Financial Crime
- Ethics, Integrity and Fairness
- Governance, Risk Management and Compliance
The course is offered fully online using a self-paced approach. The learning units consist of video presentations and reading material. Learners may start, stop and resume their training at any time.
At the end of the training, participants take a Quiz to complete their learning and earn a Certificate of Completion. For those pursuing the CISI Global Financial Compliance exam, a mock exam of 100 questions is also included in the training material.
Who is this course for?
This course is ideal for anyone pursuing the CISI Level 3 Award in Global Financial Compliance. It is also suitable to all compliance staff and will be especially relevant for Compliance Officers in financial services, as well as to professionals pursuing regulatory CPD in Financial Regulation.
Questions and answers
No questions or answers found containing ''.
Please, is this a relevant entry level qualification for KYC/CDD or is there another CISI approved course for that? Thank you
Dear Olo, While the CISI Global Financial Compliance is the right entry-level qualification for compliance, you may also want to look at IGCA Certificate in KYC & CDD which is a more specific entry-level international qualification offered by LGCA.This was helpful. Thank you for your feedback.
At the end of this course is there an exam and mock exam? Is this course FCA compliant? Can use for job in banks/insurance? also add to my CV?
Hello Wesley! The course is, in essence, an overview of financial compliance from a global perspective, and you can certainly enhance your CV with it (in addition, you'll also be able to share your Certificate of Completion on LinkedIn). At the end of the course, there are both a final test and a mock exam.This was helpful. Thank you for your feedback.
What is the difference between the CISI risk in financial services and the CISI global compliance?
Dear Wesley, While CISI Risk in Financial Services covers practical aspects of risk management in a financial services business, CISI Global Compliance is focused on international trends in compliance pertinent to a globally operating financial business.This was helpful. Thank you for your feedback.