London Governance & Compliance Academy
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Global Financial Compliance will provide you with a broad understanding of the compliance issues that arise within the financial services sector. The course addresses techniques used to implement a successful compliance function in a bank and provides a comprehensive introduction to all the issues a global Compliance Officer may encounter. It explores the international regulatory environment, managing the risk of financial crime, governance, risk management, ethics, integrity and fairness.
- The International Regulatory Environment
- The Compliance Function
- Managing the Risk of Financial Crime
- Ethics, Integrity and Fairness
- Governance, Risk Management and Compliance
The course is offered fully online using a self-paced approach. The learning units consist of video presentations and reading material. Learners may start, stop and resume their training at any time.
At the end of the training, participants take a Quiz to complete their learning and earn a Certificate of Completion. For those pursuing the CISI Global Financial Compliance exam, a mock exam of 100 questions is also included in the training material.
Who is this course for?
This course is ideal for anyone pursuing the CISI Level 3 Award in Global Financial Compliance. It is also suitable to all compliance staff and will be especially relevant for Compliance Officers in financial services, as well as to professionals pursuing regulatory CPD in Financial Regulation.
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