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CISI Global Financial Compliance | Level 3 cover image

CISI Global Financial Compliance | Level 3
London Governance & Compliance Academy

Summary

Price
£300 inc VAT
Or £50.00/mo. for 6 months...
Study method
Online
Duration
10 hours · Self-paced
Access to content
1 year
Qualification
No formal qualification
Certificates
  • Certificate of Completion - Free
3 students purchased this course

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Overview

Global Financial Compliance will provide you with a broad understanding of the compliance issues that arise within the financial services sector. The course addresses techniques used to implement a successful compliance function in a bank and provides a comprehensive introduction to all the issues a global Compliance Officer may encounter. It explores the international regulatory environment, managing the risk of financial crime, governance, risk management, ethics, integrity and fairness.

Certificates

Certificate of Completion

Digital certificate - Included

Course media

Description

Syllabus

  • The International Regulatory Environment
  • The Compliance Function
  • Managing the Risk of Financial Crime
  • Ethics, Integrity and Fairness
  • Governance, Risk Management and Compliance

Training Method

The course is offered fully online using a self-paced approach. The learning units consist of video presentations and reading material. Learners may start, stop and resume their training at any time.

At the end of the training, participants take a Quiz to complete their learning and earn a Certificate of Completion. For those pursuing the CISI Global Financial Compliance exam, a mock exam of 100 questions is also included in the training material.

Who is this course for?

This course is ideal for anyone pursuing the CISI Level 3 Award in Global Financial Compliance. It is also suitable to all compliance staff and will be especially relevant for Compliance Officers in financial services, as well as to professionals pursuing regulatory CPD in Financial Regulation.

Questions and answers

No questions or answers found containing ''.

Wesley asked:

What is the difference between the CISI risk in financial services and the CISI global compliance?

Answer:

Dear Wesley, While CISI Risk in Financial Services covers practical aspects of risk management in a financial services business, CISI Global Compliance is focused on international trends in compliance pertinent to a globally operating financial business.

This was helpful. Thank you for your feedback.
Queen Blankson asked:

How much is the exam as I can see that it’s separate.

Answer:

Dear Queen, Please refer to the CISI website for the examination fee as it depends on what exam exactly you intend to take.

This was helpful. Thank you for your feedback.
Aravind asked:

Does it include the exam fee and certification

Answer:

Thank you for your question. The cost does include LGCA mock exam and certification, however, any CISI fees are excluded.

This was helpful. Thank you for your feedback.
Olo asked:

Please, is this a relevant entry level qualification for KYC/CDD or is there another CISI approved course for that? Thank you

Answer:

Dear Olo, While the CISI Global Financial Compliance is the right entry-level qualification for compliance, you may also want to look at IGCA Certificate in KYC & CDD which is a more specific entry-level international qualification offered by LGCA.

This was helpful. Thank you for your feedback.
Wesley asked:

At the end of this course is there an exam and mock exam? Is this course FCA compliant? Can use for job in banks/insurance? also add to my CV?

Answer:

Hello Wesley! The course is, in essence, an overview of financial compliance from a global perspective, and you can certainly enhance your CV with it (in addition, you'll also be able to share your Certificate of Completion on LinkedIn). At the end of the course, there are both a final test and a mock exam.

This was helpful. Thank you for your feedback.
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Legal information

This course is advertised on Reed.co.uk by the Course Provider, whose terms and conditions apply. Purchases are made directly from the Course Provider, and as such, content and materials are supplied by the Course Provider directly. Reed is acting as agent and not reseller in relation to this course. Reed's only responsibility is to facilitate your payment for the course. It is your responsibility to review and agree to the Course Provider's terms and conditions and satisfy yourself as to the suitability of the course you intend to purchase. Reed will not have any responsibility for the content of the course and/or associated materials.

FAQs

Study method describes the format in which the course will be delivered. At Reed Courses, courses are delivered in a number of ways, including online courses, where the course content can be accessed online remotely, and classroom courses, where courses are delivered in person at a classroom venue.

CPD stands for Continuing Professional Development. If you work in certain professions or for certain companies, your employer may require you to complete a number of CPD hours or points, per year. You can find a range of CPD courses on Reed Courses, many of which can be completed online.

A regulated qualification is delivered by a learning institution which is regulated by a government body. In England, the government body which regulates courses is Ofqual. Ofqual regulated qualifications sit on the Regulated Qualifications Framework (RQF), which can help students understand how different qualifications in different fields compare to each other. The framework also helps students to understand what qualifications they need to progress towards a higher learning goal, such as a university degree or equivalent higher education award.

An endorsed course is a skills based course which has been checked over and approved by an independent awarding body. Endorsed courses are not regulated so do not result in a qualification - however, the student can usually purchase a certificate showing the awarding body's logo if they wish. Certain awarding bodies - such as Quality Licence Scheme and TQUK - have developed endorsement schemes as a way to help students select the best skills based courses for them.
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