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Business Conduct Library
London Governance & Compliance Academy

Ethical Conduct. Regulatory Compliance. Accountability in Finance.

Summary

Price
£199 inc VAT
Or £66.33/mo. for 3 months...
Study method
Distance learning
Duration
18 hours · Self-paced
Qualification
No formal qualification
Certificates
  • Certificate of Completion - Free

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Overview

This bundle provides essential training on key conduct rules, regulatory frameworks, and ethical responsibilities within the UK financial services sector. Covering FCA and PRA Conduct Rules, the Senior Managers and Certification Regime (SM&CR), conflicts of interest, whistleblowing, and the UK Money Markets Code, this bundle equips professionals with the knowledge to maintain integrity, accountability, and compliance in their roles.

Certificates

Description

LGCA's Conduct Libraryincludes the following courses:

  1. Conduct Rules for All Staff
  2. Conflict of Interest (COI)
  3. Ethics, Integrity and Fairness in Financial Services
  4. Senior Managers and Certification Regime
  5. SM&CR – The Conduct Rules
  6. Whistleblowing
  7. UK Money Markets Code
  8. Non-Financial Misconduct
  9. Non-Financial Misconduct (Small & Medium-size Firms)
  10. Understanding COBS: Key Rules for Financial Services Firms

Who is this course for?

Professionals working in the financial services industry, particularly in compliance, risk management, and anti-money laundering roles

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FAQs

Interest free credit agreements provided by Zopa Bank Limited trading as DivideBuy are not regulated by the Financial Conduct Authority and do not fall under the jurisdiction of the Financial Ombudsman Service. Zopa Bank Limited trading as DivideBuy is authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and the Prudential Regulation Authority, and entered on the Financial Services Register (800542). Zopa Bank Limited (10627575) is incorporated in England & Wales and has its registered office at: 1st Floor, Cottons Centre, Tooley Street, London, SE1 2QG. VAT Number 281765280. DivideBuy's trading address is First Floor, Brunswick Court, Brunswick Street, Newcastle-under-Lyme, ST5 1HH. © Zopa Bank Limited 2026. All rights reserved.