Compliance Officer
Remote Compliance Officer£50,000 – £54,000We are supporting a respected wealth management firm that believes exceptional financial planning is built on integrity, trust, and a deep understanding of client needs. They deliver advice that goes beyond products, focusing on ethical practice, transparency, and long-term client wellbeing.As a Remote Compliance Officer, you’ll be an integral part of ensuring the firm maintains the highest standards of regulatory compliance. You will play a key role in supporting the firm’s adherence to FCA regulations and internal compliance procedures. You’ll work closely with advisers and senior management to ensure the business operates within a compliant framework while maintaining its commitment to excellent client service.Benefits:£50,000 – £54,000Fully remote rolePension contributionPrivate Medical InsuranceDeath in ServiceA collaborative and supportive culture that encourages development and continuous improvementClear pathways to progress into senior compliance or management rolesKey Responsibilities:Monitor and review adviser files for compliance with FCA rules and internal policiesProvide clear, practical guidance to advisers and staff on compliance related mattersMaintain and develop internal compliance policies and proceduresConduct compliance training and briefings for staffAssist with regulatory reporting, audits, and liaison with external compliance consultantsStay abreast of industry and regulatory developments and interpret implications for the firmSupport with complaint handling, breaches, and incident investigationsPrepare compliance reports for management and board meetingsTo be considered, you will need:Previous experience in a compliance role within an IFA or wealth management environment (MUST HAVE)Relevant compliance qualifications (CII Level 4 Diploma) are desirableA strong understanding of FCA regulatory requirements and suitability guidelinesExcellent communication, analytical, and decision making skillsProficient in using CRM and compliance or advice tools/softwareApply today to be considered for this Remote Compliance Officer opportunity. If this specific vacancy isn’t the perfect match, please still get in touch. We support a wide range of roles across the financial planning sector.Additionally, if you know someone who could be a great fit, please refer them as our referral scheme offers £200 if we successfully support them in securing a new role.
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