Average Investigator salary in City of London

About the job Our Client Our client is on a quest to be the world’s most proactive bank. They improve lives by providing better clarity, intelligence and technology to empower every individual in making the smartest financial decisions. The founding team is in place, and they have launched with a fully functional App. Starting out with a credit card, they will be broadening their portfolio soon with the foundations in place for a positive, supportive and thoughtful new bank. They are now looking for an exceptional Compliance Manager to join the second line team. The role of Compliance Manager is principally to lead and support the business in the undertaking of compliance monitoring activities, and also in the development assessment and testing of controls. There are also wider responsibilities to support the CRO and Head of Risk and Compliance in relation to Compliance Advisory (including Financial Promotions) and/or Consumer Duty. Responsibilities of the role of Compliance Manager To assist and support on all matters relating to Compliance Monitoring and control testing.To monitor consultation papers and policy statements issued by relevant regulatory authorities and wider bodies, liaising as necessary with the CRO and Head of Risk and Compliance on how any such developments may impact the business.Provide co-ordination support for regulatory risk assessments and requests for information, thematic reviews, and internal audits.To collaborate with all business functions, ensuring that regulatory risk issues identified are escalated for investigation and resolution as appropriate.To provide advice and guidance to 1st Line and senior management on regulatory matters, as requiredTo assist with the completion and submission of FCA regulatory returns as necessary.To assist in production and challenge of relevant Management Information for Head of Risk and Compliance.Production of/input to Risk and Compliance Reports and provision of management information for reporting to various committees, as required.To liaise with all business functions as appropriate and respond to regulatory queries comprehensively and in a timely manner. Essential Skills and Experience of the Compliance Manager Strong knowledge and experience of Compliance - developing plans and executing monitoring activitiesClear understanding of how 1st Line control effectiveness impacts regulatory and wider risk profile of the firmDemonstrate a high level of experience in understanding FCA rules, principles and the regulators direction of travelDemonstrate a risk-based methodology in work methods and reporting.Strong analytical skills.Ability to manage own workload, prioritising tasks appropriately and ensuring that agreed delivery dates are achieved.Excellent interpersonal skills, able to communicate effectively with a wide range of people face-to-face and over the telephone.Good written communication skills to allow the job holder to write and respond to emails and other written correspondence in a professional manner both internally and externally.Participate in all departmental activities (training, controls, and reporting) as required.Competent in use of Microsoft Office.A good understanding of Consumer DutyExperience in Compliance activitiesA broad understanding of FCA regulations in relation to Consumer activity.

Multi-accredited firm in Central London seeks a Crime Duty Solicitor on a full-time, permanent basis. A fantastic opportunity has emerged for a skilful Duty Solicitors to join our client’s thriving practice located in Central London. The successful applicant will utilise their expertise and experience to handle a complex caseload of criminal matters, whilst providing first class representation at police stations.Responsibilities Attending police stationsRepresenting clients detained in police stationsRepresentation in the Magistrates’ and High CourtAdvocacyExtraditionMurder and manslaughterBurglary and robberyDrug offencesFraudRapeSexual offencesRoad traffic offencesInterviewing witnessesDrafting witness statements The Candidate Solicitors with a minimum of 2 years’ PQECrime duty accreditation is essentialAble to manage a demanding caseload with minimal supervisionHighly organised with the ability to meet and exceed tight deadlinesExcellent communication and client care skills will be crucial The FirmOur client is a leading and niche practice in Central London. A robust firm, they serve the needs of a diverse clientele in London and the surrounding counties. They also boast of an experienced team of lawyers who have gained accreditations and solid experience in their roles. Providing quality and professional services, they are now seeking a Crime Duty Solicitor to join their office located in London. Duty Solicitor – Crime For further details of this Crime Duty Solicitor vacancy, please contact Marcus on quoting reference 18570.PLEASE CHECK YOUR EMAIL (INCLUDING SPAM FOLDER) FOR CONFIRMATION YOUR APPLICATION HAS BEEN RECEIVED.In accordance with https://uksi/2003/3319/regulation/19/made

A futures brokerage based in the City wish to recruit within compliance, the successful candidate will ensure that the Company’s business is conducted in an appropriate manner Main Duties • Review/audit/investigation requests from Exchanges and Regulators• FATCA and CRS Audit and Advisory; ad hoc tax projects• Research in relation to keeping up to date on financial regulatory developments• Monitoring and problem solving with regards to MiFIR transaction reporting• Monitoring and problem solving with regards to EMIR reporting• Maintaining accurate records and data in conjunction with regulatory reporting• Reporting to Exchanges and Regulatory bodies, regarding large positions reporting and client identification reporting.• Annual and ad hoc Information Requests from Exchanges and other bodies Experience Required • University Graduate • Minimum 3 years industry products (securities, futures, options etc) • Understanding and previous involvement with EMIR and MiFIR Transaction Reporting • (Desirable) knowledge and experience of UnaVista and Transaction/Regulatory reporting