Financial Planning Compliance Officer
Job Title: Financial Planning Compliance Officer Location: Chippenham Salary: £30,000 - £45,000 A bespoke Independent Financial Advisory firm near Chippenham are looking to add to their back office team with the addition of a data analyst. They are a smaller firm that are continuing to grow and that are committed to delivering tailored financial advice and services to all their clientele. They are ideally looking for a skilled Data Analyst to enhance their data-driven decision-making, focusing around delivering on compliance. Job Overview: This role could be tailored for the right individual but would have a focus around using Intelliflo in order to gather information/data and produce compliance information to ensure the firm delivers on their regulatory commitments. Compliance experience is not necessary but a strong understanding of Intelliflo and some expedience in a financial planning firm would be ideal. This role would ideally suit someone who enjoys working within a data-driven role, is strong with Microsoft excel and enjoys working within a financial services environment. You will analyze financial data, generate reports, and provide insights to support advisory services and ensure regulatory compliance. Proficiency in Intelliflo is essential. Key Responsibilities: Analyze financial data from Intelliflo and other sources with a compliance focus.Develop dashboards and reports to track compliance KPIs.Collaborate with financial advisors and compliance officers to meet data needs.Conduct market research and assist in risk assessment.Ensure data integrity and compliance through regular audits. Qualifications: Experience within a financial planning firmProficient in Intelliflo and data analysis tools (e.g., SQL, Excel).Strong understanding of financial concepts and regulatory frameworks.Excellent analytical, communication, and problem-solving skills. What We Offer: Competitive salary and benefits.Opportunities for professional growth.Hybrid position - Partly office based and partly home working
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