Average Compliance Officer salary in the UK

Generalist compliance opportunity. Looking for someone to support and effectively deputise the Head of Compliance. Client Details Our client is a well-established organisation within the financial services industry, recognised for its commitment to excellence and professionalism. As a small-sized company, they focus on providing tailored financial solutions and maintaining high standards of compliance. Description 1. Regulatory Monitoring & Interpretation Track changes to applicable UK and international regulations (e.g., FCA, PRA, GDPR, AML) and translate them into practical guidance for business stakeholders. 2. Policy Development & Governance Draft, update, and maintain internal compliance policies, procedures, and frameworks to ensure alignment with regulatory expectations and best-practice standards. 3. Compliance Advisory Support Provide day-to-day compliance advice to front-office and operational teams on products, processes, marketing materials, conflicts of interest, and conduct-risk issues. 4. Monitoring, Testing & Surveillance Execute risk-based monitoring plans, review trade/communications surveillance, identify control gaps, and recommend remediation actions. 5. Incident Management & Reporting Support investigations into breaches, complaints, or suspicious activity; prepare internal reports and assist with regulatory notifications where required. 6. Training & Culture Development Design and deliver compliance training sessions, promote a strong risk and conduct culture, and ensure staff understand key compliance obligations. Profile Previous experience in a buy-side compliance function. Generalist compliance background. Openness to a hybrid and fluid Compliance role where you have a particularly broad scope. Job Offer Competitive salary of circa £90,000+ or equivalent day rate for immediately available candidates / consultant type candidates.Opportunities for professional growth and development in compliance.Convenient London location.

Mortgage Compliance Officer/Office ManagerSalary: £30k-£40k pro rata DOE + company benefit packageLocation: Hove – Office basedHours: P/T 22.5 hour week (flexible on days)An excellent opportunity has arisen for an experienced Mortgage Compliance Officer / Office Manager to join a well-established and highly regarded financial services firm based in Hove.This role offers the chance to play a key part in supporting the firm’s regulatory compliance while also helping to ensure the smooth day-to-day running of the office. It would suit a detail-oriented compliance professional with strong knowledge of the mortgage or financial services sector, who enjoys working within a collaborative and supportive team environment.Responsibilities:Monitor and maintain compliance with UK financial services regulations and FCA requirements.Conduct compliance audits and risk assessments, identifying and addressing potential regulatory risks.Review and maintain internal policies and procedures to ensure ongoing regulatory alignment.Interpret and communicate regulatory changes and their impact on the business.Support the oversight and supervision of advisers to ensure regulatory compliance.Manage FCA regulatory reporting, including collation of data and submission of regulatory returns.Oversee the onboarding and due diligence of new advisers and appointed representatives.Investigate and report any compliance irregularities or potential breaches.Provide compliance guidance and training to colleagues across the business.Assist with the general management of the office, including HR administration, staff onboarding and operational support.The right candidate will have the following skills and experience to apply:Previous experience in a compliance role within the mortgage or financial services sector.Strong knowledge of UK regulatory requirements, including FCA rules and Consumer Duty.Understanding of anti-money laundering (AML), financial crime prevention and compliance monitoring.Excellent attention to detail with a methodical and organised approach to compliance work.Strong communication skills with the ability to support, guide and train colleagues.Comfortable working independently while also collaborating with a wider team.This is a fantastic opportunity to join a friendly, proactive and professional team that offers a great working environment and flexibility on working hours. To be considered for this role please submit your CV.

Compliance Officer City of LondonHybrid – 3 per week in the office Permanent £75,000 cer Financial are working alongside a bank who are based in the City of London. They are seeking a Compliance Officer to work with them on a permanent basis.The responsibilities of the Compliance Officer will include:Maintain and embed the Compliance Risk Management Framework across the business.Deliver monitoring and testing under the Compliance Monitoring Plan (CMP), including reviews of derivatives and complex products, and escalate findings.Promote and oversee compliance with FCA and PRA requirements, fostering a strong compliance culture.Design and deliver compliance training (e.g. derivatives, market conduct, regulatory updates).Produce, enhance, and report meaningful compliance management information (MI).Ensure timely resolution of compliance issues and continuous improvement of reporting.Review and update compliance policies in line with regulatory changes, maintaining accurate records (e.g. Riskonnect).Strengthen controls in key regulatory areas (e.g. client money, safeguarding, AML, derivatives trading).Manage SMF/Certified registrations, Directory Persons, and regulatory attestations (including annual Fit & Proper).Review and approve financial promotions and client communications.Provide regulatory advice on new products/services and support regulatory reporting and information requests.Monitor regulatory developments (e.g. EMIR, MiFID II, SMCR, AMLD) and support implementation.Provide compliance advisory support to front office and support functions (derivatives, FX, payments).Engage with industry forums and maintain knowledge of best practice in compliance and capital markets regulation.The successful candidate will have: Degree or Equivalent Level. Professional or industry qualification preferred (e.g., ICA, CISI, or equivalent).Proven knowledge of UK financial services and the regulatory framework (FCA/PRA).At least three years’ experience in compliance, risk management, or a related field.Demonstrable knowledge of regulatory and conduct risk.Experience with compliance monitoring, policy development, and regulatory submissions.Experience interpreting and applying Payment Services Regulations (PSR), including oversight of payment services and e-money activities.Familiarity with derivatives regulation, including EMIR, MiFID II, and associated reporting and risk management requirements.Capable of enhancing and maintaining risk management systems and controls