Average Compliance Officer salary in Cardiff

Compliance onboarding officerHybrid workingCardiff This role is best suited to those with a compliance background within financial services and has an eye for detail and wants to work closely with advisers to shape the client experience. It’s a great opportunity for someone who’s confident working in a compliance-led environment and wants to take ownership of the onboarding process. Level 4 Diploma in Financial services desirable. The BusinessThe company are an FCA-regulated, growing IFA Network. They are a robust, institutionally backed, mission driven group, with a diverse, supportive, and highly experienced team at a top 100 Financial services firm who have been operating for over 20 years. The RoleYou'll be part of the onboarding team, reviewing and approving documentation, templates and Client Investment Propositions from prospective and current member firms. You’ll need to understand each adviser’s approach to planning and ensure the documentation reflects that accurately and compliantly. Your role will also involve providing feedback, liaising with internal stakeholders, and ensuring the onboarding process is as smooth and professional as possible as well as having the final, sign off decision. The Benefits 25 days Holiday + Bank HolidaysHybrid workingPension schemeDeath in service available after probation periodSickPayIncome ProtectionNew, modern office with onsite gym How to ApplyIt’s easy - just submit your CV through the platform. If selected, you’ll be invited for an initial chat with the recruiter, followed by a meeting with the hiring team. Synonyms Paraplanner, Financial Advisor, Financial Planner, Financial Adviser, Compliance

This is a fantastic opportunity for an experienced Tax Manager with a focus on Compliance to join a growing tax-specialist firm as they open their first Corporate Tax office in Cardiff. This role will involve managing tax compliance and complex advisory services for a varied portfolio of national and international clients. Client Details Our client is a well-established accountancy firm with a specialism in Tax, hosting +550 staff across 4 sites and an reputation for outstanding internal progression - with over half of the partnership team joining at the junior level. They have a strong presence across the UK and are renowned for their commitment to delivering exceptional client service. Due to their continued success they are offering a several Corporate Tax opportunities in their new Cardiff office. Description Fully supervise a portfolio of clients, taking responsibility of all aspects of tax including compliance and ad hoc project work as it arisesReview computations and liaise with specialists on technical mattersResearch and understand technical matters and present them in a comprehensible and practical wayBe able to produce the tax disclosures for the financial statementsSupport colleagues dealing with complex groups and technical issuesHave an awareness of Corporate interest restriction rules, thin capitalisation and interest deductibilitySupervise, mentor and coach staff.Assist the Corporate Finance team with due diligence workProvide exceptional level of client care. Profile A successful Tax Manager should have: A professional tax or accounting qualification (CTA/ACA/ACCA).Demonstrable experience in managing a diverse client portfolio and comprehensive supervisory skills.Excellent knowledge of UK tax legislation and practice.Strong communication, analytical and decision making skills to liaise effectively with clients and colleagues.The ability to work under pressure and meet deadlines. Job Offer A salary range of £50,000 - £60,000 per annum.Generous holiday allowance of 28 days, increasing to 30 days after 5 years of service.Opportunity to work in a professional and collaborative work environment.Great opportunities for career progression based purely on work-ethic, experience and demonstrable skill. We welcome your application and look forward to discussing how this role could be your next step towards a rewarding career in the professional services industry.

Senior Compliance Monitoring ManagerConsumer CreditExceptional development opportunities Our client, one of the UK's fastest growing and dynamic Consumer Credit firms seeks a Senior Compliance Monitoring Manager to join their team.   With an innovative range of products and services and a world-class leadership team and board, this is an exciting and unique organisation to work for.  The RoleReports directly to a highly reputable and inspirating the Head of Compliance Monitoring, deliverables will include: Supporting the continuous improvement of compliance monitoring framework and functionLeading continuous improvement activity on the monitoring methodologyLeading second line assurance reviews in accordance with annual planTaking responsibility for the full cycle of compliance monitoring from planning through to thematic reviews and reportingMentoring and developing a small team of compliance monitoring managers The PersonThe ideal person for this role will: Have a consumer credit background and knowledge of CONC regulationsHave circa 5- 7 years experience of compliance monitoring experienceBe a Monitoring Manager stepping up in to a senior role, or already be at senior level The Package Up to £85K, plus bonus20% BonusAttractive wider benefits package3 days per week in Cardiff To understand more about this exceptional career opportunity, please apply here today