Average Compliance Manager salary in Northampton

Compliance Manager (IFA) - Northampton (on-site) - Up to £85,000We’re partnering with a highly regarded, independent wealth management and asset firm known for its strong family values and forward-thinking approach.The firm are award winning and family owned and have developed a great business structure focused on looking after families and high-net worth clients around the Northamptonshire area.The Role:The Manager – Compliance is responsible for supporting and enhancing the firms compliance framework, ensuring the firm operates in accordance with all applicable FCA regulations, industry standards, and internal policies.The role is designed as a key succession and development position within the firm. The successful individual will be expected to progressively assume greater responsibility for the oversight of the compliance function, with the long-term objective of becoming the firm's SMF16 (Compliance Oversight) Function holder, subject to regulatory approval and demonstrating the necessary competence, capability, and experience.This is an excellent opportunity for someone who wants to step into a meaningful leadership role within a respected firm that genuinely values independence and long-term succession planning.What We’re Looking For:Experience within a compliance, risk, or regulatory role in a financial services environment.Strong understanding of FCA regulation and the UK financial advice/wealth management sector.Knowledge of Consumer Duty and regulatory governance requirements.Excellent analytical, organisational, and communication skills.Ability to work independently and influence stakeholders across the business.Strong attention to detail and professional integrity.Level 4 Diploma in Financial Planning or equivalent financial services qualification.Benefits Include:Performance related bonus + profit shareFull financial backing and time off for professional qualificationsGroup pension scheme, income protection and death in serviceMental health and wellbeing supportStrong social culture with regular team events and away daysPrivate medical coverDeath in service benefitFree Parking and on-site gymWhat’s next?Apply today to be considered for this Compliance Manager opportunity. If suitable, one of our specialist consultants will be in contact to discuss the opportunity with you in detail prior to submitting your CV to the client. In this discussion, we will aim to identify your specific skills and motivations, and where appropriate recommend other relevant opportunities to you that match your requirements.Additionally, refer a friend or colleague to us and receive £200 if we assist them in securing a new career.

Field Based Compliance and Account Manager, £30,000 basic plus Mercedes company car, pension and £300 bonus per month. For the right person, this is the most brilliant job. It is a responsible role to provide gravitas, credibility and customer confidence without the stress of sales targets or key performance indicators. Covering the whole of the UK but mainly England and Wales, your role is to visit recently won clients and take them through the onboarding process and service signup. It requires someone that genuinely loves driving and travelling together with a reasonably clean driving license and a flexible attitude. On a typical day, you will meet with two clients for around 30 minutes each meeting. Please note that the company offers a flexible working arrangement where long days will be followed by shorter days to make up the typical 37.5 hour working week.The role requires someone with a field sales background that no longer wants the pressure of sales targets or KPIs and is happy in a sales support role.To apply:* You must be happy with significant travel across the UK.* You will have experience in a face-to-face sales role.* You will be well presented, polite, courteous, and easy to get along with. * As the role is within the professional business services sector, you will be a reliable and easy-going person that can get on with everyone and enjoys imparting knowledge and onboarding clients.* You will be an individual that is professional, well rounded, well presented with a reasonably clean driving license.The role is to take clients through a legal process, confirm identity, and follow the regulatory requirements to witness them signing documents. As it is selling within a regulated industry, you will also be expected to attend regulator training, and a Basic DBS Check will be taken at the second interview stage.This is the perfect role for someone looking for a stable and steady role within a large and financially sound company. It is brilliant for someone looking for a 'safe harbour' for the next few years but does not offer any opportunities for career progression or increased earnings above some overtime and inflation-related annual pay rises.To apply, in the first instance, please forward your CV to and

Fleet Compliance ManagerWellingborough£60,000 - £70,000 + Car AllowanceA growing UK infrastructure services business is seeking a Fleet Compliance Manager to take ownership of fleet compliance, asset control and operational standards across two locations.Supporting major projects nationwide, the business is expanding and needs a strong, organised professional who can ensure its fleet operation remains safe, compliant and well managed as it grows.Working closely with the Transport Manager, you will oversee a fleet of 40+ vehicles and specialist assets, including MEWPs. The role is based onsite near Wellingborough but will include infrequent travel to another site in the North East.Key Responsibilities Lead the day-to-day management of the company's vehicle and plant fleet. Ensure full compliance with Operator Licence requirements and DVSA standards. Manage vehicle maintenance schedules, including PMI inspections, MOT preparation, brake testing and defect rectification. Monitor OCRS performance and implement corrective actions where required. Manage fleet procurement, replacement and disposal planning. Review fleet utilisation and challenge underused, duplicated or unnecessary vehicles and plant. Use fleet management software, telematics, cameras and tracking data to improve safety, driver behaviour and fleet performance. Use fuel transaction monitoring, mileage and telematics information to identify opportunities to drive efficiency and cost-savings. Manage relationships with maintenance providers, hire companies, fuel suppliers, insurers and other fleet partners. Review supplier pricing, service levels, downtime and contract performance. Monitor maintenance, fuel, hire, damage, tyre and other fleet-related costs. Produce regular management reports covering fleet performance, compliance, utilisation, expenditure and key operational risks. Identify and deliver practical fleet efficiencies and measurable cost reductions.Key Skills & Experience Strong background working in Fleet Management with comprehensive operational, commercial and compliance knowledge Proficient using Fleet-related systems including telematics, fuel, camera and cost data to influence decision making Commercially-minded with eye for opportunities to drive efficiencies whilst maintaining service levels Proven record delivering change across fleet, with ability to positively influence fleet-related metrics & KPI's Excellent compliance knowledge including Operators license compliance and DVSA requirements Experience with vehicle procurement - including funding, hire management and fleet replacementWant to recruit a similar role? Cast UK is a leading executive consultancy, providing national recruitment solutions to both clients and candidates. Specialising in HR, Procurement, Buying, Supply Chain and Logistics, each member of our specialist team has a professional background specific to their recruiting sector. With this unique insight and knowledge, our consultants are able to place individuals from trainee through to main board. For more information on Cast UK or to discuss how we can find talent for your business, please visit .This is an excellent opportunity to take ownership of an important compliance function within a growing business operating in a critical national infrastructure sector.