Average Compliance Manager salary in North London

A Lloyd's Broker is seeking a Compliance Manager to join their London-based team. This role is central to supporting the firm's compliance framework as they expand their international operations under new ownership and respond to an evolving regulatory landscape. The opportunityThe role offers the chance to lead day-to-day compliance activity, shape regulatory strategy and support the development of a small but capable team. With new products in the pipeline and potential M&A activity on the horizon, you'll be joining at a pivotal moment of growth. You'll be part of a four-person team, reporting directly to senior leadership and will act as a key point of escalation for compliance matters across the business. Key responsibilitiesOwn and execute the compliance monitoring planTrack, interpret and implement regulatory changesMaintain and update policies, frameworks and FCA submissionsLead on product governance and Consumer Duty requirementsCollaborate with wider teams across the business to ensure regulatory alignmentSupport and mentor junior compliance staff, with the opportunity to develop people-management skillsWhat we're looking for We're open to professionals from two key profiles:Ambitious and commercially minded - perhaps from a consultancy or rapidly growing firm, ready to take on more responsibilityExperienced and grounded - someone who thrives in a hands-on role and values stability over a fast-tracked title climbDirect line management experience is not essential, but you should be keen to grow into a leadership position and make a long-term impact. Cultural fit is important, this is a collaborative, supportive team and the right person will be someone who enjoys working in a close-knit environment while embracing change and growth. Why join?Significant scope for professional developmentOpportunity to shape compliance processes in a growing, post-acquisition businessHybrid working and a modern, centrally located London officeVisit the IDEX Consulting Ltd website for further opportunities. Please note that the information supplied may be retained for up to 10 years for use in connection with future vacancies. For full information on how we use your data, please visit the IDEX Consulting website and view our Privacy Policy.Our Diversity, Equity and Inclusion Mission At IDEX, we strive for an inclusion-first company culture where everyone is treated fairly and can bring their authentic selves to work. We recognise and acknowledge that diverse representation at every level of our business requires continuous and measurable effort. We are committed to driving conscious inclusion across our business and creating equitable pathways.

Compliance Director - High-net-worth financial planning companySalary: £80,000 basic + Excellent and extensive BenefitsA rare leadership opportunity in a high-quality boutique financial planning company. We are seeking an experienced Compliance Director with a background in financial planning / IFA businesses. Primarily Home-Based with occasional travel to London office and infrequent visits to satellite offices This highly respected high net worth and ultra-high net worth boutique financial planning business is searching for a new Compliance Director. This is a significant appointment, created due to the planned retirement of the current incumbent. It offers the chance to step into a senior leadership role within a high-net-worth wealth management company where quality, professionalism and long-term client relationships sit at the heart of everything they do.The business combines expert financial planning with wider private client tax expertise, creating a truly joined-up client proposition. Clients benefit from seamless advice across tax, wealth and long-term planning needs.Key responsibilities:Lead compliance oversight across the regulated business Maintain and enhance risk management frameworks Ensure full alignment with FCA rules and regulatory expectations Oversee Consumer Duty implementation and evidencing of good outcomes Conduct suitability reviews on complex client files and cases Provide expert guidance to advisers and senior leadership Work closely with the current Compliance Manager Support the rollout of a new electronic document repository and enhanced audit trail processes Maintain MLRO responsibilities and financial crime controls Compliance Director requirements:Strong understanding of FCA regulation, particularly COBS Experience holding senior compliance responsibility in an advisory environment Knowledge of pensions, investments, trusts and complex planning arrangements Strong suitability review experience Excellent understanding of Consumer Duty Gravitas and confidence engaging with senior partners and executives Strong communication, presentation and stakeholder management skills Commercial judgement with a pragmatic, solutions-led mindset Compliance Director Benefits:The salary will be circa £80,000 28 days’ holidayMatched Pension scheme Private medical insurance Option to buy and sell holidaysHealth cash planAnd more!

As part of their growth and development plan, this leading Accountancy firm is seeking to appoint a skilled and experienced Compliance Officer to support the Partners in ensure that the firm adheres to legal, regulatory, and internal standards, while also identifying, assessing, and mitigating risks. If you have experience and expertise in designing, reviewing, managing and adapting a comprehensive approach to compliance risk, we would like to hear from youReporting to the Management Board, you will be responsible for ensuring that the firm complies with all necessary technical requirements of registrations and associated codes of conduct of the ICAEW. You will appraise requirements and company practices to ensure risk management and reduction, regulatory compliance and operational efficiency.Your role will cover Regulatory Compliance incorporating Audit Regulations and Guidance, DPB Handbook, Probate Regulations and Practice Assurance Regulations. In addition ensure compliance with AML, Proceeds of Crime, Bribery and Criminal Finance legislation as well as managing regulatory changes and assesses their impact on the firm. You will implement and manage policies that meet regulatory requirements for ethical conduct, client confidentiality, and reporting standards and ensure the terms of engagement, schedules of services, standard terms and conditions and other formal external and internal terms are reflective of practical behaviours and suitably accurate so as to mitigate against risk of claim against the firm.You will also manage and assess potential financial, operational, reputational, and compliance risks across client engagements and internal operations and identifying how practical processes should change in response and deliver guidance on identified risks and recommend and implement practical mitigation strategies. Furthermore you will have oversight of Client Due Diligence, incorporating KYC requirements and risk assessment, supporting commercial operations.Applications are invited from accomplished Compliance professional with experience and expertise within the Accountancy sector. Ideally you will have passed Accountancy qualifications. You will have a strong knowledge of Regulatory Standards and Corporate Governance and familiarity with regulatory standards including understanding of best practices in governance, internal controls and ethics. You will have the ability to assess complex risks, evaluate data, and make informed, practical recommendations, including where necessary, adapting, and responding in crisis management conditions.This is an excellent opportunity to join a progressive and ambitious firm where your endeavours are recognised and rewarded.Compliance, Monitoring, Accountancy, Professional Practice, KYC, AML By applying for this role, you agree that we will hold and process your details in line with our Privacy Policy. Our Privacy Policy and information about how we use data can be found on our website