Average Compliance Manager salary in Manchester

Job Title: Compliance Officer / File Checker Location: Office based - Warrington (Possibility of hybrid working, depending upon experience) Employment Type: Full-time Salary: Competitive, dependent on experience Overview: A well-established and trusted Chartered Financial Planning Firm, that prides itself on delivering high-quality, bespoke financial advice to individuals and businesses. Its commitment to professionalism, client care, and ethical practices has helped it build a strong reputation in the financial services industry. It is now looking for a Compliance Officer / File Checker to join its dedicated team to ensure that all processes are fully compliant and in line with regulatory requirements. Compliance / File Checker Role Overview: As a Compliance Officer / File Checker, you will be responsible for conducting thorough file reviews to ensure all client files meet the required regulatory, compliance, and internal standards. You’ll work closely with our advisory and operational teams to identify potential areas for improvement and ensure a smooth and compliant workflow for the business. This role is key to maintaining our high standards of client care and adherence to financial regulations. Compliance / File Checker Key Responsibilities: Review client files, ensuring all documents are complete, accurate, and compliant with FCA regulations and internal procedures.Conduct pre- and post-advice file checks to ensure suitability, risk management, and quality standards are met.Ensure all client files are documented correctly for audit and regulatory purposes.Identify and escalate any compliance concerns, ensuring timely resolution.Assist in the development and implementation of compliance policies and procedures.Monitor and keep up to date with regulatory changes to ensure the business remains compliant.Provide support and guidance to the advisory team on compliance-related matters.Collaborate with other departments to implement improvements to compliance systems and processes. Compliance / File Checker Requirements: Previous experience as a Compliance Officer, Compliance Administrator, or similar role within financial services (preferably in a Chartered or IFA environment).Solid understanding of FCA regulations, financial planning processes, and industry standards.Excellent attention to detail with the ability to identify and resolve compliance issues.Strong organisational skills and the ability to manage multiple tasks simultaneously.Ability to communicate effectively with different teams and stakeholders.Proficient in using financial planning software and MS Office (Word, Excel, Outlook).A proactive, self-motivated individual who can work independently and as part of a team. What’s on Offer: Office based (Hybrid available based on experience)Competitive salary with benefits package.Professional development and study support (including funding for relevant qualifications).A supportive and professional work environment with opportunities for career progression.Access to a strong network of experts within a well-respected firm.

Are you detail-oriented and curious about how products meet safety and legal standards? If you're just starting out in the world of compliance or have a couple of years under your belt, this could be the perfect next step for you. We’re on the lookout for a Compliance Manager to help ensure our products follow UK regulations — from packaging and labelling to product testing and safety checks. You’ll be joining a friendly and fast-paced team where your input really matters, and there’s lots of room to grow. About the Company:Our client is a well-known and fast-growing online retailer offering a wide range of quality products. With years of experience in the e-commerce space, they’re proud of their great value, strong customer service, and dedication to doing things the right way. As they continue to expand, they’re looking for someone passionate about product safety and compliance to join the team. What You’ll Be Doing:You’ll get hands-on experience with a bit of everything — from keeping up with changing laws to making sure our packaging is on point. Some of your day-to-day tasks might include: Checking that all products meet UK legal standardsKeeping an eye on new rules and making sure we’re up to dateSupporting with packaging, labelling, and testing processesHelping assess new products for compliance and potential costsWorking with outside labs for testing and certificationsKeeping clear records and helping out with auditsSupporting product recalls and safety communications (don’t worry, you’ll be trained!)Working with customer service to solve product issues and track spare partsHelping develop and improve internal compliance procedures What We’re Looking For: You don’t need to know everything, but some experience and a willingness to learn go a long way. Ideally, you have: Around 1-3 years’ experience in compliance, product safety, or a related areaA good understanding of UK product safety rules (or a strong desire to learn)Solid organisation skills and attention to detailConfidence working independently and with different teamsAny certifications (like CCEP) are a bonus, but not required Why Apply?This is a great opportunity to grow your career in compliance with a supportive team and a company that’s going places. You’ll be exposed to a variety of products and learn about the full compliance process — from idea to sale.

Our client is a well-established and respected Independent Financial Adviser (IFA) firm based in Manchester, dedicated to delivering tailored financial advice with integrity and transparency. With a strong focus on client care and regulatory excellence, they are seeking a proactive and detail-oriented Compliance Officer to join their growing team. The Role: As a Compliance Officer, you will play a key role in supporting the firm’s adherence to FCA regulations and internal compliance procedures. You’ll work closely with advisers and senior management to ensure their business operates within a compliant framework while maintaining their commitment to excellent client service. Key Responsibilities: Monitor and review adviser files for compliance with FCA rules and internal policies Provide clear, practical guidance to advisers and staff on compliance-related matters Maintain and develop internal compliance policies and procedures Conduct compliance training and briefings for staff Assist with regulatory reporting, audits, and liaison with external compliance consultants Stay abreast of industry and regulatory developments and interpret implications for the firm Support with complaint handling, breaches, and incident investigations Prepare compliance reports for management and board meetings What We’re Looking For: Previous experience in a compliance role within an IFA or wealth management environment Relevant compliance qualifications (e.g., Level 4 Diploma) are desirable Due to the high volume of applications received we are unable to respond to everyone directly. If you are not contacted within 7 working days, you have unfortunately not been shortlisted. Clayton Davies is acting as an employment agency on behalf of our client.