Senior Compliance Manager
Working for a leading financial services business this is an excellent opportunity to progress your career as Senior Compliance Manager. Reporting to CFO the role of Senior Compliance Manager will play a critical role in leading the compliance function across UK Group. You will ensure the business meets all regulatory & legal requirements. Senior Compliance Manager oversees the Group’s compliance framework, policies and monitoring processes. Hybrid working. Further responsibilities include...Lead the Group Compliance function including line manager of Compliance ExecutiveProduce monthly compliance reports to plc Board and ExCoMaintain and submit all FCA regulatory returns and applicationsMaintain and build relationships with regulatory bodies i.e. FCA & ICOEnsure senior management are kept informed of regulatory developments through thorough horizon scanningMaintain oversight of the Group’s Compliance Monitoring Strategy, ensuring appropriate testing and reportingAttend Senior Management meetingsThe Company:A leading UK financial services business offering competitive and tailored commercial lending products. Hybrid working – 3 days per week in the officeThe Person:Excellent senior compliance experience with strong working knowledge of FCA regulationsExperience of working closely with and influencing internal stakeholdersIdeally experienced in overseeing compliance monitoring, AML, GDPR and complaintsProven ability to produce clear and insightful report for Board and ExCoStrong stakeholder management, communication and advisory skillsPractical and commercially aware, providing solutions-focused compliance adviceExcellent verbal and written communication skillsSalary: £70k plus bonus & excellent benefits
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