Average Compliance Director salary in London

This Compliance Director, Head of Global Compliance, Oil position sits with a leading oil & gas business which operates in over 30 countries. The role will be responsible for compliance across 15 entities, setting a Group wide compliance programme and hiring and managing a team of Compliance Managers. Client Details This Compliance Director role sits with a leading oil business, with offices in London. This organisation is a successful, international business which operates in over 30 countries. Description This Compliance Director, Head of Global Compliance, Oil position is based in London and offers hybrid working. The London based team work in the office on Monday-Wednesday, with the rest of the week worked from home. Profile This Compliance Director, Head of Global Compliance, Oil position is based in London and offers hybrid working. The London based team work in the office on Monday-Wednesday, with the rest of the week worked from home. Role Overview: The Head of Global Compliance will play an essential role in ensuring compliance across all entities by providing clear advice and challenge while embedding and reinforcing a strong compliance control culture. The role is primarily responsible for ensuring compliance with relevant regulations and laws and ensuring compliance with internal policies, liaising with relevant functions - particularly legal, finance and HR. * Keep up to date with and inform the businesses and boards on legal and regulatory changes impacting the business. * Review, draft and implement internal policies and compliance processes. * Identify and manage regulatory risks. Implement and manage compliance plan for the group, reviewing and assessing risk controls, and implementing risk management framework. * Train and educate the business on ethical and compliance policies and requirements. Act as the contact point for whistleblowing hotline regarding ethics and compliance and policy breaches. * Create and manage action plan in response to audit findings or other incidents (e.g. financial crime, policy breach, HSE breach, cyber incident). Job Offer This Compliance Director, Head of Global Compliance, Oil position is based in London and offers hybrid working. The London based team work in the office on Monday-Wednesday, with the rest of the week worked from home. Role Requirements: * Experience gained in Oil & Gas, or Heavy Industry Understanding of relevant laws and regulations is a must * Experience of creating and leading on full regulatory and corporate compliance programmes internationally * Ability to lead in formulating new initiatives and procedures, as well as completion of routine and ad hoc work in a timely manner * Be valued and supported, working as part of a highly respected Leadership Team and support the huge focus on Health & Safety * Highly analytical with experience in collecting and analysing data and information * Excellent attention to detail * Ability to interact confidently with stakeholders at all levels * Strong report writing skills * Should have either a law or business/economics academic background and professional experience in this or adjacent areas (law, finance, regulatory compliance etc.).

Job Title: Head of Compliance - SMF16/17 Location: London (Flexible Remote working) About the company: The innovative Fintech company is dedicated to transforming financial management and investment practices. They are actively searching for a Head of Compliance in London to spearhead their compliance team, responsible for overseeing all compliance and financial crime matters, and offering crucial legal support, taking over from the former Compliance Director. Roles & Responsibilities: Formulating and enacting corporate policies and protocols spanning all business sectors.Crafting and overseeing surveillance mechanisms to address breaches of statutory regulations and internal directives.Routinely evaluating the effectiveness of risk and control systems and proposing enhancements for greater efficacy.Collaborating with product and operational units to implement novel functionalities while ensuring adherence to regulatory standards.Assuming the role of MLRO (Money Laundering Reporting Officer) and ensuring the adequacy of financial crime systems and controls to meet business requirements.Supervising periodic scrutiny of corporate procedures and processes, and appraising company protocols and reports to uncover concealed risks and common issues.Spearheaded training sessions for staff on matters of legality and compliance.Providing support in sporadic legal affairs, such as reviewing Non-Disclosure Agreements (NDAs) and third-party contracts, and liaising with legal counsel for specific concerns.Overseeing the Compliance team's operations and personnel. Expectations & Requirements: Should possess at least 8 years of pertinent experience in financial services compliance, preferably within a retail brokerage or asset management firm.Possession of a bachelor's degree in law, regulation, or economics is advantageous but not obligatory.Proficiency in managing the requirements of key stakeholders, along with advocating for the enhancement of systems and controls to align with regulatory prerequisites.Substantial expertise in a leadership or senior management capacity within the field of compliance, coupled with the ability to oversee a team.Comprehensive familiarity with compliance within the United Kingdom, particularly with respect to FCA regulations and guidance, as well as enduring relevance to European legislation (MiFID, GDPR, MLDs) and prevalent industry benchmarks.Demonstrated awareness of the evolving landscape of investment management, accompanied by an inquisitive approach towards identifying opportunities stemming from technological advancements and market developments.Acquaintance with the requisite systems essential for executing your role, including proficiency in the Microsoft Office Suite, with a specific emphasis on Excel.

A leading London market insurance organisation is currently seeking a compliance analyst due to a period of growth. You will provide professional and proactive regulatory compliance advice and support to the business in all the jurisdictions in which they are licenced, including the UK, Australia, Bermuda, Hong Kong, Singapore and the USA. You will support the Compliance Manager and Director of Risk & Compliance in the ongoing development of the compliance framework. On a day-to-day basis, you will: Support the maintenance of (re-)insurance licence and US surplus lines, renewals and returns, Terms of Business Agreements and provide non-admitted insurance advice to the business and departments.Support the maintenance of the Operational Risk Database and help to ensure all compliance risks are managed effectively.Become a subject matter expert on sanctions compliance and financial crime.To assess sanctions alerts and resolve potential sanctions matches, conducting outreach to appropriate stakeholders if required.Conduct due diligence on potential matches to sanctioned individuals or entities.Maintain adequate and organised evidence supporting review and investigation outcomes.Provide sanctions advice to the business and escalate potential sanctions matches to the Compliance Manager for guidance.Provide support in identifying relevant new or changed compliance risks and regulatory requirements for example, by conducting regulatory horizon scanning. Support in the delivery of the compliance monitoring plan.Support in the preparation of director or senior manager function applications in all jurisdictions in which it operates, including the UK, Australia, Bermuda, Hong Kong, Singapore and the USA.Provide ad hoc compliance support to the Compliance Manager and Director of Risk & Compliance as required. It is essential for this position that you have previously worked in compliance in an insurance organisation.