Average Compliance Analyst salary in the UK

Compliance Analyst – PaymentsLocationCity of LondonSalary£40–55k plus healthy benefits and stock optionsOverviewMy client is seeking a detail-oriented Compliance Analyst to deliver monitoring reviews in line with the established compliance monitoring programme and annual monitoring plan, with a primary focus on audits, regulatory compliance, and process governance. The Compliance Analyst will play a key role in ensuring payment activities operate within regulatory and internal control expectations.Key ResponsibilitiesSupport internal, external, and regulatory audits related to payments (e.g. sanctions, payments, FX, AML / CTF, consumer protection and operational compliance).Apply structured, evidence-based testing and maintain clear audit trails for all reviews, acting in the capacity of a trusted Compliance Analyst.Act as a primary point of contact for audit requests, including evidence collection, walkthroughs, and response coordination.Track audit findings, remediation plans, and corrective actions through to closure.Prepare audit-ready documentation, including policies, procedures, control narratives, and process flows.Compliance & Control ManagementMonitor compliance with payment-related regulations, card network rules, and industry standards, providing oversight expected of an experienced Compliance Analyst.Assist in the design, implementation, and testing of controls across payment processes.Perform periodic control testing and risk assessments to identify gaps or weaknesses.Support issue management by documenting root causes and recommending sustainable remediation.Document end-to-end payment processes, including controls, systems, handoffs, and decision points.Maintain and update policies, procedures, and standard operating documents to reflect regulatory and operational changes.Partner with operations, product, risk, and technology teams to embed compliance requirements into payment workflows.Identify opportunities to streamline processes while maintaining strong compliance and control standards.Reporting & GovernancePrepare compliance metrics, audit status updates, and management reports.Support governance forums by providing updates on audit activity, control health, and regulatory readiness, ensuring senior stakeholders receive clear insight from the Compliance Analyst function.Ideal Background2–4 years of experience in compliance, audit, risk, or controls within payments, financial services, or fintech.Experience in payments, FX, e-money, fintech, or another fast-moving, regulated environment.Understanding of UK regulatory frameworks.Strong documentation skills with the ability to translate complex processes into clear, structured materials.Familiarity with risk-based monitoring or assurance methodologies is a plus but not essential.Strong attention to detail with a structured, methodical approach to work.Compliance Analyst who is able to document findings and explain issues in a concise, practical way.Experience working cross-functionally with operations, engineering, and risk teams.Skills & CompetenciesAudit readiness and regulatory mindsetProcess analysis and control designClear written and verbal communicationStakeholder coordination and follow-throughProblem-solving with a pragmatic, risk-based approach

Compliance AnalystThe RoleThe team provides regulated financial and investment advice to clients across the UK and Europe.As a Compliance Analyst, you will review financial advice reports to ensure recommendations:Are suitable and in the client’s best interestsMeet FCA (COBS) requirementsFollow internal standardsProducts reviewed include pensions, ISAs, General Investment Accounts, investment bonds (onshore/offshore) and trusts.Key ResponsibilitiesReview suitability reports for regulatory and internal complianceRequest additional information or clarification from internal teams when neededProvide constructive feedback to report writersHighlight training needs to the Training Program ManagerIdentify and suggest process improvementsAttend review meetings to discuss common themes and improvementsRequirementsUniversity degree or equivalent experienceLevel 4 Diploma in Financial Planning (required)Level 6 / Chartered status and AF3/G60 PTS (preferred)Strong knowledge of financial planning, especially pensionsStrong understanding of FCA COBS suitability rulesExperience reviewing retail client recommendationsClear written and verbal communication skillsWhy Join:Client-focused, transparent investment approach28 days annual leave (+ option to buy more)Enhanced maternity payCompetitive pension (9% company contribution + up to 5% match)Private medical, dental and wellbeing benefitsGym subsidySupportive, collaborative environment with ongoing training

Compliance Analyst - Regulatory AffairsThis role supports the Director of Regulatory Affairs in delivering effective compliance and risk management across a Lloyd's and company market insurance business. It covers UK and international regulatory obligations, ensuring the business meets all Lloyd's, FCA and PRA requirements. The position is broad and hands-on, combining advisory, monitoring and governance work. You will provide day-to-day compliance support to the business, including sanctions, licensing and regulatory queries, maintain the compliance monitoring framework, and ensure all regulatory deadlines and obligations are met. You will also contribute to SMCR, Board and Committee reporting, delegated underwriting due diligence, overseas licensing, and horizon scanning for new regulatory developments. This is a highly collaborative role, working closely with underwriters, international teams and senior management, while helping to embed strong compliance, governance and risk management disciplines across the business. The ideal candidate will have 5+ years' insurance compliance experience, ideally within the Lloyd's and London Market, with a strong understanding of risk management, underwriting processes, governance and regulatory frameworks. You'll need strong analytical, organisational and communication skills, confidence to challenge when needed, and experience across SMCR, sanctions and international regulatory issues. In short, this is a broad, senior compliance role offering exposure across UK and international regulatory, governance and underwriting-related compliance within a complex insurance environment.