Average Compliance Analyst salary in the UK

We have an exciting opportunity for a Compliance Analyst to join our UK Compliance team. Reporting into a Compliance Manager, your position will involve supporting the Compliance advisory function in ensuring that the firm meets its regulatory objectives. Please note that this is an onsite role that will require you to work within our London office (near Liverpool street) 5 days on site per week. Key Responsibilities: Keep abreast of regulatory developments. Assess applicability, assist with proposing and project managing solutions through to implementation in a timely manner.Assist with project work dependent on regulatory topics, commercial business projects or BAU.Contribute to and/or manage responses to regulatory queries/requests, consultation papers as they apply and regulatory audits. Assist with the resolution of findings.Work with the business units to develop a good understanding of their strategy, services and products, and promote a good compliance culture across the organisation.Work collaboratively with Compliance colleagues sharing best practice and promoting open dialogue and communication. Review/approve/oversee MiFID client categorisation (including elective professional client opt ups) and DFSA (Dubai) client categorisation.Maintain adequate oversight and ensure regulatory reporting obligations are fulfilled.Contribute to on-going work to ensure that the principles of Consumer Duty are being met, and that sufficient steps are taken to protect the best interests of our clients, including those with characteristics of vulnerability.Assist with advice/guidance to the business and oversight of the handling of key areas of Compliance, including client money, financial promotions, and product governance etc., and ensure that employees are made aware of and understand their regulatory responsibilities.Assist the department in maintaining adequate records.Assist the Compliance Manager with bespoke compliance training to staff, focusing on key aspects of the business and current regulatory issues.Assist in the support of the risk process within the region to identify, assess, treat, report; monitor risks promoting a strong risk culture.Identify and escalate signs of regulatory breaches or compliance gaps. Pro-actively offer solutions in resolving breaches.Assist in maintaining the regulatory correspondence registerAssist with providing sufficient management information to allow the Board and Management visibility of the firm’s ongoing compliance.Maintain personal/professional development to meet the changing demands of the role, including all relevant regulatory and legislative training. When dealing with all customers, clients or colleagues ensure that we provide a clear, fair and consistent high-quality service that presents a professional and positive image of CMC MarketsTake all reasonable steps to ensure appropriate confidentiality.Undertake such other duties, training and/or hours of work as may be reasonably required, and which are consistent with the general level of responsibility of this role. Key Skills & Experience: Regulatory knowledge and understanding of the financial services industry.Understanding some generalist Compliance skills including experience of performing thematic performance reviews, managing conflicts of interests, monitoring reviews etcAnalytical and enquiring nature, ability to solve problemsStrong communications skills - verbal and written; with ability to communicate effectively across the business. CMC Markets is an equal opportunities employer and positively encourages applications from suitably qualified and eligible candidates regardless of gender, sexual orientation, marital or civil partner status, gender reassignment, race, colour, nationality, ethnic or national origin, religion or belief, disability or age.

Exclusive Opportunity: (Senior) Compliance Analyst - Investment Management SpecialistLocation: London-based with flexibility to work remotely 3-4 days per weekAbout the CompanyOur client is a investment management firm, providing funds of funds and tailored investment solutions to a diverse range of clients, including private clients, trusts, charities, and corporate bodies. Their offerings span active, income, enhanced passive, and ethical portfolios, as well as proprietary funds. The investment management team is part of a thriving financial services group, giving you exposure to a broader financial services environment. The RoleAs a (Senior) Compliance Analyst, you will become the investment management compliance specialist within a broader compliance team. This role offers a unique blend of regulatory advisory and compliance monitoring responsibilities, giving you broad exposure across the compliance function. Key Responsibilities Provide regulatory advice to the investment management team, ensuring compliance with FCA requirements and other relevant regulations.Conduct and enhance compliance monitoring reviews to ensure policies and procedures are effectively implemented.Collaborate with the wider compliance team to maintain a strong compliance framework.Act as the go-to compliance expert for investment management-related queries and initiatives.Support the business in navigating regulatory changes, ensuring continued alignment with industry standards.Identify opportunities to improve compliance processes as the business grows. Why This Role? Flexibility: Work from the office 1-2 days a week (or more if you prefer) with the rest of your time remote.Career Growth: As the business expands, you will have the chance to take on greater responsibility and shape the compliance function.Variety: Enjoy a broad compliance role in a collaborative environment, offering exposure to diverse responsibilities.Impact: Be part of a growing, innovative firm where your expertise will directly contribute to their success. What We're Looking For Strong knowledge of compliance within an investment management setting, ideally with experience in funds of funds or portfolio solutions.Practical experience in regulatory advice and compliance monitoring.Ability to collaborate across teams and communicate complex regulatory matters effectively.Ambition to grow with the role and take on additional responsibility over time.A hands-on, proactive approach to compliance. Visit the IDEX Consulting Ltd website for further opportunities. Please note that the information supplied may be retained for up to 10 years for use in connection with future vacancies. For full information on how we use your data, please visit the IDEX Consulting website and view our Privacy Policy. Our Diversity, Equity and Inclusion Mission At IDEX, we strive for an inclusion-first company culture where everyone is treated fairly and can bring their authentic selves to work. We recognise and acknowledge that diverse representation at every level of our business requires continuous and measurable effort. We are committed to driving conscious inclusion across our business and creating equitable pathways.

Compliance Analyst We are currently recruiting on behalf of a leading US law firm in the city to find a Compliance Analyst to join their global team in London. This role will see you working as part of a global team to support a range of compliance, AML, and conflicts matters for some of the firm's leading clients. You’ll undertake regular conflict checks for new and existing clients, compile reports, and work with the wider firm (secretaries, MLRO, general counsel) to maintain a responsive and efficient compliance offering. This is an exciting opportunity for a Compliance or AML Analyst with experience in dealing with UK and multijurisdictional AML and conflicts matters within a law firm. You will have some understanding of US jurisdictional conflicts and the ability to work in a fast-paced environment. This is a permanent opportunity with a competitive salary of up to c£47,000, hybrid working, and excellent benefits. Successful applicants will be contacted directly by US Law Support and provided with a full job description.