Compliance Administrator
Compliance Administrator – Financial PlanningWarrington (Office Based) £30,000 – £35,000 + Comprehensive Benefits + Exam SupportIt is looking for a detail-driven Compliance Administrator to join a growing Financial Planning firm in Warrington. This is a fantastic opportunity for someone who enjoys working in a structured environment and wants to build a long-term career in compliance within financial services.The Compliance Administrator Role Working closely with the compliance team and advisers, you will help ensure the firm operates within regulatory requirements while maintaining high standards of client service.Compliance Administrator - Key ResponsibilitiesSupporting the compliance function with day-to-day administrative tasksConducting file reviews to ensure regulatory standards are metMaintaining accurate compliance records and documentationAssisting with internal audits and monitoring activitiesSupporting advisers with regulatory queries and best practice guidanceHelping implement and monitor compliance policies and proceduresCompliance Administrator - About YouExperience in financial services administration or compliance (ideally within financial planning/wealth management)Strong attention to detail and organisational skillsGood understanding of regulatory frameworks within financial services (desirable)Confident communicator with the ability to work collaborativelyAmbition to develop within compliance and financial servicesCompliance Administrator - What’s on OfferSalary: £30,000 – £35,000Full exam support for relevant professional qualificationsComprehensive benefits packageClear progression within complianceSupportive and professional working environmentOffice-based role in WarringtonIf you're looking to build a career in compliance within financial planning and want to join a supportive firm that invests in your development, please get in touch
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