Senior Compliance Advisory Manager - Private Banking - London

Posted 8 May by eFinancialCareers

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RESPONSIBILITIES

  • Act as the lead compliance advisor on application of the FCA handbook, Payments Services regulation and UK law
  • Support the Head of Compliance with FCA and PRA engagement
  • Review communications and oversee reporting
  • Assist with establishing and implementing compliance frameworks
  • Reporting on compliance risk management
  • Owning and collaborating with functional teams on the implementation of regulatory and business change
  • Monitor the regulatory horizon for impacts on all aspects of the bank’s business.

EXPERIENCE

  • 10+ years in a compliance advisory role with some leadership experience
  • Strong ability to execute and drive the compliance function
  • Knowledge with payments regulations essential
  • Strong knowledge of PRA/FCA requirements including consumer duty and conduct
  • Private or retail banking exposure

Reference: 52608586

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