1,217 Regulatory Jobs in London

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KYC Refresh

KYC Refresh

3 days ago by Sterling Williams LTD

KYC Refresh/Periodic Review Analyst London - Hybrid 40,000.00 per annum Sterling Williams are currenlty working with a leading broker who are looking for a permanent KYC Refresh/Periodic Review Analyst. Responsibilities: • Ensure that appropriate CDD...

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Bordereaux Data Manager

Bordereaux Data Manager

Looking to speak with experienced candidates interested in joining a dynamic and forward-thinking Lloyd's Syndicate as a Bordereaux Data Manager. In this role you will be leading a team responsible for managing and analysing bordereaux data, ensuring...

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Investment Banking FRTB Accountant Project Manager £730d London

Investment Banking FRTB Accountant Project Manager £730d London

28 May by Adecco

Investment Banking | FRTB Finance Workstream Project Manager | Regulatory Programme | Qualified Accountant | 700-730/day Inside IR35 | London (Hybrid working 3 days in the office per week) | This is inside IR35 - so you will be working through an Umb...

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Prudential Risk Manager - London / Hybrid

Prudential Risk Manager - London / Hybrid

23 May by Oliver James

Prudential Regulatory Risk Manager London / Hybrid Banking I am looking for a experienced Prudential Regulatory Risk Manager with experience within the banking sector. Specific knowledge of CRR, CRD, MIFPRU, ICAAP, ILAAP, gap analysis, PRA prudential...

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Operational Risk Analyst

Operational Risk Analyst

2nd line Broad scope Excellent Benefits Meraki Talent are working with a leading financial services business to help them identify an Operational Risk Analyst due to an internal move to the front office. The Operational Risk Analyst provides advice a...

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Funds Associate

Funds Associate

This is an exciting opportunity for a motivated Associate to work closely with a growing fund management team based in London. The firm is a leading financial services firm dedicated to providing exceptional investment solutions to clients. Position ...

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Asset Manager

Asset Manager

Our client is an award-winning digital mortgage and savings platform, specialising in maximising affordability and helping people to buy sooner, who are looking to recruit a Client Asset Lead on a permanent and remote basis. The role comes with a com...

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Compliance Officer

Compliance Officer

9 May by Quantum Group

We are inviting applications for compliance officer position for an international bank based in city London . This is a 6 months contract to start immediately. Key Responsibilities: Performing Compliance Risk Assessments Second line oversight of the ...

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KYC Analyst Insurance

KYC Analyst Insurance

20 May by Arthur

Job Title: KYC Analyst (Insurance) Location: London Duties: Undertaking client due diligence checks and determining the nature and level of due diligence required. Facilitating the onboarding process for new customers. Check that all appropriate info...

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Compliance Risk Management Officer £650/day Inside IR35 LONDON

Compliance Risk Management Officer £650/day Inside IR35 LONDON

29 May by Adecco

Compliance Risk Management Officer | Investment Banking | 650/day Inside IR35 | Contract | LONDON | 12 Months | HYBRID 3 office days per week In this role you will participate in the design, development, delivery and maintenance of best-in-class Comp...

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VP - Operational Resilience Governance & Change Lead

VP - Operational Resilience Governance & Change Lead

28 May by Robert Walters

A leading Global Investment Bank is seeking an Operational Resilience Governance & Change Lead to develop and manage the Operational Resilience framework in line with new regulatory requirements. New permanent role working with a leading Global Inves...

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Senior Accountant

Senior Accountant

3 May by Sanderson

Senior Accountant Industry: Financial Services Hybrid 80,000 - 90,000 salary Bonus Role overview: This position is for a qualified accountant with a strong financial knowledge and analysis skills. Collaborate with the Financial Reporting team with th...

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Financial Crime Officer

Financial Crime Officer

29 May by Robert Walters

Immerse yourself in the intriguing world of financial crime prevention with this outstanding opportunity to become a Financial Crime Officer at a top-tier financial institution. This role is perfect for those who thrive in dynamic environments and ha...

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Conduct Risk Lawyer (Complaints Handling)

Conduct Risk Lawyer (Complaints Handling)

Our client is seeking a Conduct Risk Lawyer to join their Risk & Compliance team at any of their offices. This role involves providing expert advice on professional responsibility, risk, and compliance issues, reviewing complaints procedures/policies...

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Compliance Analyst

Compliance Analyst

24 May by Sanderson

Compliance Adviser (Contract) Industry: Lloyds Insurance Fully remote 300 - 350 per day Role overview: The Financial Crime Compliance Analyst will support the implementation of the company's compliance program, with an emphasis on financial crime. Th...

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Senior Sports, Media & Entertainment Disputes Associate

Senior Sports, Media & Entertainment Disputes Associate

We are seeking a Senior Associate/Principal Associate with expertise in sports law to join our client's team. The role involves advising on regulatory issues, contractual matters, image rights, and handling media and entertainment work. You will also...

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Investments Lawyer

Investments Lawyer

We're working with a top-tier international law firm with a reputation for excellence in legal services. Join our client's London or Bristol office and be part of a team that handles high-profile investigations, regulatory compliance, and corporate g...

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Risk & Reg Consultant

Risk & Reg Consultant

14 May by MERJE Ltd

An exciting opportunity to join a financial services team at a leading consulting firm in London as an Assistant Manager within their governance and regulatory practise. You'll have the chance to work on a diverse range of projects, including Section...

100 - 125 of 1,217 jobs
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