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A long established, well respected IFA Compliance organisation are keen to appoint a Diploma qualified IFA File reviewer. The role is home based with occupational IFA visits required. Typical responsibilities: Review suitability reports to ensure tha...
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We are looking for an experienced suitability reviewer to join an internal compliance team. The Opportunity: This well regarding financial planning business provides regulated financial and investment advice to potential clients and all existing clie...
MERJE are working with a well established Investment manager in their search for a Head of Compliance. The Head of Compliance will be responsible for compliance with all applicable FCA & SEC regulations. Provision of technical advice, support & regul...
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We are currently working with a Commodities Firm who are seeking a Compliance Manager to join their team. As a Compliance Manager, you will be responsible for overseeing adherence to legal and internal regulations, playing a pivotal role in maintaini...
Go to similar: Manager jobs in middlesex
We are currently working with a Commodities Firm who are seeking a Compliance Manager to join their team. As a Compliance Manager, you will be responsible for overseeing adherence to legal and internal regulations, playing a pivotal role in maintaini...
Go to similar: Manager jobs in middlesex
Job Brief The Risk & Compliance team plays a key role in protecting the clients customers and business. This Compliance Manager role will be a subject matter expert in investments and funds, and be responsible for advising on and overseeing the clien...
Go to similar: Manager jobs in middlesex
What the Hiring Manager Says Are you looking for a new opportunity? We work with bright, ambitious people from many different backgrounds who are interested in a career as a financial adviser because it can offer: •\tFlexibility around family and a g...
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Job Description The Compliance Consultant will work on a wide range of consulting clients with a particular focus on providing advice around prudential regulatory matters including MiFIDPRU reporting and preparation of ICARAs. Our client base of c300...
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Your main responsibilities as the Compliance Officer will be oversight for the compliance function from both a platform and retail client perspective and you will provide advice on regulatory matters, including matters such as 'simplified advice' mod...
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Role Overview: As part of the Client Onboarding Team, you'll play a pivotal role in delivering seamless onboarding and change management services to the business. From navigating the complexities of client mandates to ensuring operational efficiency,...
Go to similar: Manager jobs in middlesex
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