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Head of Employee Compliance Strategy and Risk Management

Head of Employee Compliance Strategy and Risk Management

2 days ago by Deutsche Bank

Job Description: Job Title Head of Employee Compliance Strategy & Risk Management Location London Corporate Title Director Employee Compliance's (EC) core function is to provide effective advice and tools to enable Deutsche Bank employees to observe ...

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Compliance Senior Manager, Compliance Advisory 12 Month FTC

Compliance Senior Manager, Compliance Advisory 12 Month FTC

2 days ago by eFinancialCareers

Compliance Senior Manager, Compliance Advisory (12 Month FTC) 22 Bishopsgate, London - Hybrid At AXA IM our purpose, to act for human progress by investing for what matters, is central to every action we take as a business. As a responsible asset man...

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Tax Director - Interim Head of Tax Compliance - French Speaking

Tax Director - Interim Head of Tax Compliance - French Speaking

2 days ago by eFinancialCareers

The Interim Head of Tax position involves: Managing the relationship with external tax advisors, addressing routine compliance, inquiries, ad-hoc advice, and M&A-specific guidance, with a focus on controlling costs and resolving issues efficiently. A...

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Compliance Officer

Compliance Officer

Yesterday by eFinancialCareers

Eames Consulting is partnering with a reputable Lloyd's Syndicate to appoint a Compliance Officer in multiple locations, including London, York, and Colchester. We are seeking compliance generalists to support the Head of Compliance with a solid unde...

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Compliance Officer

Compliance Officer

Yesterday by eFinancialCareers

Eames Consulting is partnering with a reputable Lloyd's Syndicate to appoint a Compliance Officer in multiple locations, including London, York, and Colchester. We are seeking compliance generalists to support the Head of Compliance with a solid unde...

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Compliance Advisory ECM, M&A and Corporate Finance - £95k-£110k

Compliance Advisory ECM, M&A and Corporate Finance - £95k-£110k

2 days ago by eFinancialCareers

Responsibilities / Accountabilities Provide a proactive and expert advisory service to all areas of the organisation regarding regulatory matters. Providing advice to Corporate Finance, Corporate Broking, Institutional Sales, Trading, Research and M&...

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Compliance Officer

Compliance Officer

2 days ago by eFinancialCareers

We are exclusively recruiting for a growing asset management firm looking to hire a Compliance Officer for a newly created role as the business continues to expand. This role will suit someone with a proactive & dynamic working approach, comfortable ...

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Compliance Analyst

Compliance Analyst

2 days ago by eFinancialCareers

We are recruiting for a leading city based Stockbroker / Wealth Management firm are looking for a Compliance Manager to oversee the day to day management of the Compliance Department. Main Responsibilities Submission of RegData regulatory reports, no...

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Compliance Analyst

Compliance Analyst

7 October by eFinancialCareers

We are recruiting for a leading city based Stockbroker / Wealth Management firm are looking for a Compliance Manager to oversee the day to day management of the Compliance Department. Main Responsibilities Submission of RegData regulatory reports, no...

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Senior Compliance Monitoring Associate - Two Years Retail FS or Wealth Management Monitoring Experience Required

Senior Compliance Monitoring Associate - Two Years Retail FS or Wealth Management Monitoring Experience Required

2 days ago by eFinancialCareers

Senior Compliance Monitoring Associate – Two Years Retail FS or Wealth Management Monitoring Experience Required Ref: 4047G2 60K - 65K Good Benefits Hybrid (West End) Our client, a boutique wealth manager and part of a larger global banking Group, is...

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SENIOR LEGAL ADVISOR - UK QUALIFIED SOLICITOR WITH FUNDS / ASSET MANAGEMENT EXPERIENCE REQUIRED

SENIOR LEGAL ADVISOR - UK QUALIFIED SOLICITOR WITH FUNDS / ASSET MANAGEMENT EXPERIENCE REQUIRED

2 days ago by eFinancialCareers

SENIOR LEGAL ADVISOR – UK QUALIFIED SOLICITOR with FUNDS / ASSET MANAGEMENT EXPERIENCE REQUIRED 120K - 140K plus Generous Bonus & Benefits Hybrid (London) Ref: 4064G2 Our Client, the UK division of a Global Asset Manager, is looking for a Senior Lega...

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