148 Head Compliance Jobs

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Head of Compliance

Head of Compliance

Yesterday by eFinancialCareers

Position: Head of Compliance Location: London (with possible travel abroad) Full-Time Company Overview: Gold Grain Capital is a boutique firm specialising in structured and alternative investment products, custom securitisation solutions, and wealth ...

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Head of Compliance

Head of Compliance

10 May by Verlingue

Department: Operations Location: Manchester / Redhill Reporting To: Executive Director of Operations Main purpose of job To lead the Verlingue Compliance Team in the UK that acts as a safeguard for the business, promotes ethical practices, ensures re...

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Compliance Associate

Compliance Associate

10 May by Verlingue

Department: Operations Location: Manchester / Redhill / Gloucester / Staines Reporting To : Head of Compliance Main purpose of job To be a positive member of the Verlingue Compliance Team in the UK that acts as a safeguard for the business, promotes ...

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Six Month Contract - Stockbroking, Asset Management or PWM Compliance Monitoring Experience Required

Six Month Contract - Stockbroking, Asset Management or PWM Compliance Monitoring Experience Required

Yesterday by eFinancialCareers

Six Month Contract – Stockbroking, Asset Management or PWM Compliance Monitoring Experience Required 4025G 70K - 80K pro-rata Hybrid/Kent We have been appointed by our Client, a boutique Retail & Institutional Stockbroker, who are looking to recruit ...

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Senior Compliance Manager/MLRO

Senior Compliance Manager/MLRO

A small European Bank has an exciting opportunity for an experienced Compliance Manager. Your responsibilities will include: Ensuring compliance policies/procedures are applied at all levels, and that any changes meet regulatory requirements and are ...

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Regional Compliance Director, S&P Global Commodity Insights EMEA

Regional Compliance Director, S&P Global Commodity Insights EMEA

Yesterday by eFinancialCareers

About the Role: Grade Level (for internal use): 12 About the Role: S&P Global ( the Company ) seeks a Compliance Director to join the Compliance Team for the S&P Global Commodity Insights division (the Division) The Compliance Director will be based ...

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Senior Compliance Advisory Manager - Private Banking - London

Senior Compliance Advisory Manager - Private Banking - London

Yesterday by eFinancialCareers

RESPONSIBILITIES Act as the lead compliance advisor on application of the FCA handbook, Payments Services regulation and UK law Support the Head of Compliance with FCA and PRA engagement Review communications and oversee reporting Assist with establi...

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