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MERJE are working with a well established Investment manager in their search for a Head of Compliance. The Head of Compliance will be responsible for compliance with all applicable FCA & SEC regulations. Provision of technical advice, support & regul...
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Idex Consulting are currently partnered with an Insurance Broker in Manchester who are looking for a Head of Compliance to join their growing team. To be considered for this role you must have Insurance experience, preferably from a broker or Retail ...
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Job Title: Head of Compliance Location: Nottingham (Hybrid) Salary: 75,000 - 90,000 depending on experience We are partnering with a leading company based in Nottingham to recruit an experienced and dynamic Head of Compliance. This is a fantastic opp...
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People's Partnership have an exciting opportunity to join our growing team as Head of Compliance. This role is a hybrid opportunity with the successful candidate working both at home and in the office. Main Purpose: Responsible for developing, implem...
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We have been exclusively instructed by an Investment Management firm looking to hire a Head of Legal & Compliance to join their business working from their Sheffield office. The role has flexible working from the Sheffield office with the need to tra...
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Exclusive: Remote Part Time UK Head of Compliance & MLRO – IFA or Wealth Management Experience Required Ref: 4022G2 80K - 100K (pro rata) Remote (Southern England) We have been appointed by our Client, a Global Wealth Manager, who are looking to hire...
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Ivy Rock Partners are pleased to be working with an outstanding housing association to recruit a Head of Rent Setting and Compliance to join their team. This role is reporting directly to the Finance Director of Operations and the responsibilities wi...
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We are currently looking to hire a Group Head of Financial Compliance & Tax to join Torus This role is based in Liverpool with travel to other sites in the North West required. Reporting to the Group Finance Director, the Group Head of Financial Comp...
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Recruiting a COMPLIANCE MONITORING ANALYST ROLE WITHIN A INVESTMENT AND PENSIONS BUSINESS in Oxfordshire. The role will require a candidate who will report to the Head of Compliance and CAML Compliance Officer. 100% office based 9am to 5pm & permanen...
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Recruiting a COMPLIANCE MONITORING ANALYST ROLE WITHIN A INVESTMENT AND PENSIONS BUSINESS in Oxfordshire. The role will require a candidate who will report to the Head of Compliance and CAML Compliance Officer. 100% office based 9am to 5pm & permanen...
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Recruiting a COMPLIANCE MONITORING ANALYST ROLE WITHIN A INVESTMENT AND PENSIONS BUSINESS in Oxfordshire. The role will require a candidate who will report to the Head of Compliance and CAML Compliance Officer. 100% office based 9am to 5pm & permanen...
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Conducting compliance testing in accordance with the CMP and assist the Head of Compliance in the preparation of written reports for senior management and the Board. Maintaining compliance policies and procedures. Supporting the Head of Compliance in...
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The role of the Compliance Monitoring Officer is to provide a file review service to the clients. The file reviews will mainly be for medium to large financial services businesses. The Compliance Monitoring Officer will be responsible for providing f...
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Chartered financial planning firm Retail Financial Services Compliance and T&C experience required Hybrid working Fram Search are working on an exciting opportunity for a Compliance Manager to join a Chartered financial planning firm in West Sussex. ...
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This is a 2LOD Compliance role reporting directly to the Group Head of Compliance and CRO. The primary function of this role is to support the GRC function through FCA regulatory updates and developments. Responsibilities Keep the business in line wi...
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The Compliance Officer will be supporting the Head of Compliance with the exciting and fast paced workload within the function. This is a fantastic opportunity to operate within a role full of broad responsibilities. Requirements: 2-5 Years experienc...
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Our client, a Commodities Firm, is seeking a dedicated Compliance Administrative Assistant to support their Compliance team in ensuring adherence to legal and regulatory requirements. This is an exciting opportunity to join a dynamic team and contrib...
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Our client, a notable industry pension provider, collaborate with regulated financial advisers offering a range of personal pensions for UK and non-UK residents. They offer advanced pension products, which have won various industry awards to date, wi...
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The client is looking for a Compliance Analyst who will be responsible for handling reporting of Financial Crime. The successful candidate will be based in their central London office and reporting to the Head of Compliance & MLRO. Client Details The...
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Our client, a Commodities Firm, is seeking a dedicated Compliance Administrative Assistant to support their Compliance team in ensuring adherence to legal and regulatory requirements. This is an exciting opportunity to join a dynamic team and contrib...
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Senior Regulatory Compliance Financial technology firm West of England Meraki Talent are currently working with a with a well known wealth management company based in the West of England. There is an Excellent opportunity for an experienced senior co...
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We are currently working with a Commodities Firm who are seeking a Compliance Manager to join their team. As a Compliance Manager, you will be responsible for overseeing adherence to legal and internal regulations, playing a pivotal role in maintaini...
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We are currently working with a Commodities Firm who are seeking a Compliance Manager to join their team. As a Compliance Manager, you will be responsible for overseeing adherence to legal and internal regulations, playing a pivotal role in maintaini...
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My client is a highly regarded, successful, established and award winning pensions specialist currently seeking a talented Regulatory specialist to join a newly established team and be a key figure in advising the business regarding regulatory and ri...
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Compliance Monitoring Analyst / Stockbrokers / Hybrid / Tunbridge Wells / Up to 80,000 bonus Overview: My client an established highly reputable stockbrokers are seeking a Compliance Monitoring Analyst. The role is to ensure the continious designing ...
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