139 Head Compliance Jobs

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Head of Compliance

Head of Compliance

17 October by MERJE Ltd

MERJE is seeking an experienced Head of Compliance for a leading FinTech company. This crucial role involves implementing effective compliance functions, monitoring ethics efforts, and providing guidance to the Executive Committee and regulated Board...

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Head of Compliance

Head of Compliance

30 September by Premier Jobs UK Limited

This Head of Compliance job in East Birmingham provides opportunity to join a growing, regional wealth management firm. As Head of Compliance, you will be overseeing the development and implementation of their compliance processes to continue to meet...

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Head of Compliance

Head of Compliance

18 October by MERJE Ltd

Head of Compliance (Hybrid) Reporting to: Chief Risk & Compliance Officer Certified Function Role: Yes Are you a senior compliance professional with a passion for leading and shaping the compliance culture of a dynamic financial services company? Our...

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Head of Compliance & Risk

Head of Compliance & Risk

16 October by MERJE Ltd

MERJE has been exclusively instructed to support a highly regarded Investment Management firm in their search for a Head of Compliance & Risk. You’ll be responsible for overseeing the Compliance & Risk teams, engaging in a diverse range of tasks. Thi...

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Head of Compliance - Chester

Head of Compliance - Chester

18 October by Aimee Willow Connex

Role and Responsibilities: Working with the firm’s Chief Risk & Compliance Officer/MLRO to ensure the firm remains in compliance with its regulatory obligations (including, but not limited to, SMCR, the Consumer Duty and Relevant FSMA regulated activ...

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Head of Compliance Part-time 3 days

Head of Compliance Part-time 3 days

30 September by MERJE Ltd

Our client is an exciting start up that offers niche consumer finance products to their growing client base. Due to growth and expansion they are looking to recruit a Head of Compliance on a part time basis (3 days per week) who will lead the firms c...

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Head of Risk and Compliance

Head of Risk and Compliance

15 October by Ivy Rock Partners Ltd

Are you an outstanding leader? The Francis Crick Institute are appointing to a new leadership role which will shape the Crick's future strategic approach to risk, internal audit and compliance and be responsible for working with leaders across the In...

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Compliance Officer

Compliance Officer

We are delighted to be partnering with a brand new client that operate within the insurance sector. Description: Our client are seeking a Compliance Officer to join their small Compliance team based in Manchester. This individual will support the Hea...

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Compliance Officer

Compliance Officer

A leading Chartered Wealth Management firm are looking for a Compliance Monitoring Officer to join the team. This position can be office based or fully remote for the right person. It offers a competitive salary, and a comprehensive benefits package..

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Paraplanner

Paraplanner

15 October by MERJE Ltd

Our client, a leading Wealth Management firm are looking for an experienced Paraplanner to join the team on a permanent basis. Role Responsibilities: Receiving instructions during debriefings from advisers following client meetings. Interpreting data...

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Paraplanner

Paraplanner

15 October by MERJE Ltd

Our client, a leading Wealth Management firm are looking for an experienced Paraplanner to join the team on a permanent basis. Role Responsibilities: Receiving instructions during debriefings from advisers following client meetings. Interpreting data...

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Compliance Advisory Analyst

Compliance Advisory Analyst

2 days ago by Robert Walters

Our client is seeking a Compliance Advisory Analyst to join their award-winning Real Estate team based in the heart of London's. This role offers an exciting opportunity to assist the Head of Compliance, Real Estate in various areas, including compli...

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Compliance Officer

Compliance Officer

6 hrs ago by Emponics

Compliance Officer ( Financial ) - maternity cover - This is a 50/50 split of Work from home and in office eg one week in office one week from home . Our client based in Bristol at Emersons Green near the junction of the M4 and M32 ( so commutable fr...

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Compliance Officer

Compliance Officer

5 hrs ago by Emponics

Compliance Officer ( Financial ) - maternity cover - This is a 50/50 split of Work from home and in office eg one week in office one week from home . Our client based in Bristol at Emersons Green near the junction of the M4 and M32 ( so commutable fr...

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Compliance Assistant / file checker - hybrid/remote

Compliance Assistant / file checker - hybrid/remote

2 days ago by Reed

Job Title: Compliance Assistant Location: Remote or office-based position. Travel to Partner Firms will be required on occasion, with the office in Poole being the most regular location. Experience: 3-5 years’ experience in a similar role or as a Fin...

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Compliance Assistant / file checker - hybrid/remote

Compliance Assistant / file checker - hybrid/remote

2 days ago by Reed

Job Title: Compliance Assistant Location: Remote or office-based position. Travel to Partner Firms will be required on occasion, with the office in Poole being the most regular location. Experience: 3-5 years’ experience in a similar role or as a Fin...

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Compliance Assistant / file checker - hybrid/remote

Compliance Assistant / file checker - hybrid/remote

2 days ago by Reed

Job Title: Compliance Assistant Location: Remote or office-based position. Travel to Partner Firms will be required on occasion, with the office in Poole being the most regular location. Experience: 3-5 years’ experience in a similar role or as a Fin...

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Senior SME - Financial Crime

Senior SME - Financial Crime

25 October by Lorien

Senior SME - Financial Crime INSIDE IR35 West Midlands 3-5 days per week 6 months Hybrid working ASAP Start My large banking client is currently looking for an experienced Senior SME of Financial Crime to join them on a 6 month contract basis to prov...

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Contract Senior Compliance Advisory Manager

Contract Senior Compliance Advisory Manager

Senior Compliance Advisory Manager A multi-award-winning financial technology company recognized for its 5-star service platform is seeking a Contract Senior Compliance Advisory Manager. This is a hybrid role based in Bath / Salisbury and comes with ...

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Chief Compliance Officer

Chief Compliance Officer

16 October by MERJE Ltd

MERJE is currently working with a boutique funds specialist in their search for a Chief Compliance Officer in London. This critical hire offers an exciting opportunity to oversee compliance operations in a dynamic and fast paced environment and will ...

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Compliance Officer

Compliance Officer

Compliance Officer The role: A successful financial services business focused on supporting customers for the past 30 years with excellent customer service is now seeking to appoint a Compliance Officer. The role of Compliance Officer reports to Head...

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Senior Compliance Analyst

Senior Compliance Analyst

11 October by Clayton Davies Ltd

What’s on Offer?? Base Salary: c. 55,000 Bonus : up to 15% Private Healthcare Holidays : 25 Days Holiday Bank Holiday (increases with service) Hybrid Working (Birmingham) 7.5% Pension Contribution Our client, a highly successful Investment Management...

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MLRO

MLRO

4 October by REV & REGS LIMITED

Rev & Regs are recruiting for a Money Laundering Reporting Officer (MLRO) position for a dynamic and well-established financial services firm in Basingstoke. The MLRO is responsible for supporting the Head of Compliance in coordinating and completing...

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