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MERJE are working with a well established Investment manager in their search for a Head of Compliance. The Head of Compliance will be responsible for compliance with all applicable FCA & SEC regulations. Provision of technical advice, support & regul...
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People's Partnership have an exciting opportunity to join our growing team as Head of Compliance. This role is a hybrid opportunity with the successful candidate working both at home and in the office. Main Purpose: Responsible for developing, implem...
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SEVERAL Exciting Opportunities: Heads of Compliance (SMF16 and SMF17) UK Based FinTech's London and surrounding Hydrid roles As the Head of Compliance (SMF16 and SMF17), you will lead the compliance function and drive regulatory excellence within our...
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Exclusive: Remote Part Time UK Head of Compliance & MLRO – IFA or Wealth Management Experience Required Ref: 4022G2 80K - 100K (pro rata) Remote (Southern England) We have been appointed by our Client, a Global Wealth Manager, who are looking to hire...
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Exclusive: Remote Part Time UK Head of Compliance & MLRO – IFA or Wealth Management Experience Required Ref: 4022G2 80K - 100K (pro rata) Remote (Southern England) We have been appointed by our Client, a Global Wealth Manager, who are looking to hire...
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Ivy Rock Partners are pleased to be working with an outstanding housing association to recruit a Head of Rent Setting and Compliance to join their team. This role is reporting directly to the Finance Director of Operations and the responsibilities wi...
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Regulatory compliance Retail Investment Stockbroking Meraki Talent are currently working with an Investment Management company with a strong stock brokering background. There is an excellent opportunity for a Compliance Monitoring Manager to join the...
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Conducting compliance testing in accordance with the CMP and assist the Head of Compliance in the preparation of written reports for senior management and the Board. Maintaining compliance policies and procedures. Supporting the Head of Compliance in...
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Senior compliance 6 Month contract Investment management Meraki Talent are currently working with an Investment Management company with a strong stock brokering background. There is an excellent opportunity for a Senior Compliance officer to join the...
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AML Compliance Investment management 6 months ftc Meraki Talent are currently working with an Investment Management company with a strong stock brokering background. There is an excellent opportunity for a Senior AML/MAR Compliance officer to join th...
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Chartered financial planning firm Retail Financial Services Compliance and T&C experience required Hybrid working Fram Search are working on an exciting opportunity for a Compliance Manager to join a Chartered financial planning firm in West Sussex. ...
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This is a 2LOD Compliance role reporting directly to the Group Head of Compliance and CRO. The primary function of this role is to support the GRC function through FCA regulatory updates and developments. Responsibilities Keep the business in line wi...
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The client is looking for a Compliance Analyst who will be responsible for handling reporting of Financial Crime. The successful candidate will be based in their central London office and reporting to the Head of Compliance & MLRO. Client Details The...
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Location: City of London (Hybrid Working Arrangements; onsite x4 days per week) Duration: 6 months initially Compensation: Excellent Salary and Benefits Offered (Depending on Experience) Are you a seasoned Compliance Officer with a robust background ...
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Our client, a Commodities Firm, is seeking a dedicated Compliance Administrative Assistant to support their Compliance team in ensuring adherence to legal and regulatory requirements. This is an exciting opportunity to join a dynamic team and contrib...
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We are currently working with a Commodities Firm who are seeking a Compliance Manager to join their team. As a Compliance Manager, you will be responsible for overseeing adherence to legal and internal regulations, playing a pivotal role in maintaini...
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Are you a Market Abuse, Surveillance or Compliance Monitoring Specialist with Financial Services experience? Our client, a Fintech and trading brokerage, are looking to hire a Market Abuse Manager (no line management) with ideally at least 3 years' o...
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Position : Compliance Consultant (part time position/3 days per week) Location : Redhill, Surrey Minimum Requirements : A strong background within Training & Competence and Compliance; Possesses a strong understanding of FCA rules & regulations; Part...
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About Us Foster Denovo currently boast over 120 Financial Advisers supported by around 250 employees across eight Foster Denovo offices throughout the UK. We have the scale and resource to provide exceptional advice and service to our clients, advise...
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My client is a well established, successful, Directly Authorised International Independent Mortgage Brokerage. The company's main aim is to provide the best and most impartial advice available to its clientele. The firms clients are both UK and inter...
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My client is a well established, successful, Directly Authorised International Independent Mortgage Brokerage. The company's main aim is to provide the best and most impartial advice available to its clientele. The firms clients are both UK and inter...
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Robert Half is assisting a global equipment finance company based in London to recruit a Operational Risk Compliance Manager paying 38 000 - 48 000 DOE The company provides vendor and equipment finance in the Technology, Transport, Industrial & Const...
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MORTGAGE ASSESSOR / UNDERWRITER - EPSOM - C 40K Our client, a major name within financial services, are currently recruiting for an experienced Mortgage Assessor /Underwriter to join their growing team. You must have industry experience, with a minim...
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We are seeking experienced Mortgage Underwriters to join a super client based in Surrey. You will be working within the BTL market and applicants must have strong experience within complex and portfolio BTL, Ltd Company, SPV etc. You will be tasked w...
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We are seeking experienced Mortgage Underwriters to join a super client based in Surrey. You will be working within the BTL market and applicants must have strong experience within complex and portfolio BTL, Ltd Company, SPV etc. You will be tasked w...
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There are 68 Head Compliance jobs within 10 miles of Surrey on Reed.co.uk right now.
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