54 Graduate Compliance Officer Jobs in Surrey

About Us: BETA CAPITAL MANAGEMENT is a dynamic and forward-thinking financial firm dedicated to providing exceptional investment and wealth management services. We are committed to maintaining the highest standards of compliance and ethics in all our...

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About Us: BETA CAPITAL MANAGEMENT is a dynamic and forward-thinking financial firm dedicated to providing exceptional investment and wealth management services. We are committed to maintaining the highest standards of compliance and ethics in all our...

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Job Advert: Compliance Officer Job Title: Compliance Officer Job Type: Permanent Hours: Full Time, 08:00 – 18:00, Monday to Friday Office Location: West End Salary: Market rate Benefits: Bonus, pension, healthcare and other benefits We have an exciti...

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Your main responsibilities as the Compliance Officer will be oversight for the compliance function from both a platform and retail client perspective and you will provide advice on regulatory matters, including matters such as 'simplified advice' mod...

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Our client is a renowned Chinese bank operating as a Branch in the UK for the past 8 years. Known for its exceptional customer services and international presence, the bank offers a dynamic work environment with opportunities for career growth. Role ...

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Your main responsibilities as the Compliance Officer will be oversight for the compliance function from both a platform and retail client perspective and you will provide advice on regulatory matters, including matters such as 'simplified advice' mod...

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Head of Legal & Compliance Officer - UK, Ireland & Nordics Location: Maidenhead – 1-2 days per week required in the office Salary: 80,000 - 120,000 per annum We are working with a global Pharmaceutical giant and they are looking for a Head of Legal &...

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Meraki Talent are currently working with a leading investment firm (private office) to help them identify a Compliance Officer. Some of your duties will include: Maintain and implement a robust compliance framework, policies, and procedures in accord...

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Responsibilities: Monitor the regulatory environment to keep abreast of current legislation, key regulatory initiatives and future developments and interpret the impact on all business areas. Assist in the ongoing review and updating of compliance po...

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A GLOBAL LEADING ASSET MANAGER WITH A DIVERSE & INCLUSIVE CULTURE As the Global Asset Management business of Prudential, we're always looking for ways to improve financial services. We're passionate about making a meaningful impact - touching the liv...

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About the Role: Grade Level (for internal use): 12 About Us: S&P Global is seeking a Compliance Director to join our Compliance Team for the S&P Global Dow Jones Indices (SPDJI) division. As a Compliance Director, you'll play a pivotal role in our gl...

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Who we are looking for We are looking for a Global Markets Compliance Officer who will primarily focus to support the oversight of and provide advice and guidance related to the suite of products & services provided by the FX Sales, Trading and Resea...

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Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk ass...

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Requirements: · Minimum of 5 years of experience in internal and/or external audit, compliance testing team or a similar function within the financial industry · Extensive experience in compliance test planning, processes and controls design assessme...

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Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule,...

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The Compl Bus Control Sr Officer is a strategic professional who closely follows latest trends in own field and adapts them for application within own job and the business. Typically a small number of people within the business that provide the same ...

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Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or r...

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Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design ...

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Position description Business unit Legal, Secretary General & Compliance - Compliance Job title Internal Control Officer Junior F/M Contract type Permanent Candriam Group Presentation Candriam is a global multi-specialist asset manager and a recogniz...

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Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule,...

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Key Responsibilities & Tasks Responsibilities will include, but not be limited to: • Support and implement the annual Compliance Plan, identifying areas requiring additional monitoring and testing. • Provide guidance on ethical and conduct related ma...

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Senior Software Engineer, Connectivity Digital Assets Prime Brokerage (Fintech) Office in London, UK (Remote flexible) A global fintech are currently seeking a talented and experienced Connectivity Software Engineer to join their team and play a cruc...

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My client is an award-winning multi-strategy hedge fund, and their Electronic Trade Engineering (ETE) team sits at the nexus of investment professionals and global markets, working closely with traders and portfolio managers to automate and optimize ...

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OUR IMPACT At Goldman Sachs, the mandate of Global Compliance is to prevent, detect and mitigate compliance, regulatory, and reputational risk across the firm and help to strengthen the firm's culture of compliance. Compliance accomplishes this manda...

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Company Description Wise is a global technology company, building the best way to move and manage the world's money. Min fees. Max ease. Full speed. Whether people and businesses are sending money to another country, spending abroad, or making and re...