148 Full-time Head Compliance Jobs

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Head of Compliance

Head of Compliance

3 days ago by MERJE Ltd

MERJE are working with a well established Investment manager in their search for a Head of Compliance. The Head of Compliance will be responsible for compliance with all applicable FCA & SEC regulations. Provision of technical advice, support & regul...

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Head of Compliance

Head of Compliance

12 April by Clayton Davies Ltd

We are working exclusively with a successful Investment Management firm who are looking for a Head of Compliance (SMF16/17) to report directly into the board. The role holder will be responsible for the independent oversight and management of the Com...

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Compliance Monitoring Manager

Compliance Monitoring Manager

Regulatory compliance Retail Investment Stockbroking Meraki Talent are currently working with an Investment Management company with a strong stock brokering background. There is an excellent opportunity for a Compliance Monitoring Manager to join the...

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Senior Compliance Associate

Senior Compliance Associate

4 days ago by eFinancialCareers

Conducting compliance testing in accordance with the CMP and assist the Head of Compliance in the preparation of written reports for senior management and the Board. Maintaining compliance policies and procedures. Supporting the Head of Compliance in...

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Senior Compliance Officer

Senior Compliance Officer

Senior compliance 6 Month contract Investment management Meraki Talent are currently working with an Investment Management company with a strong stock brokering background. There is an excellent opportunity for a Senior Compliance officer to join the...

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Compliance Manager

Compliance Manager

1 week ago by Fram Search

Chartered financial planning firm Retail Financial Services Compliance and T&C experience required Hybrid working Fram Search are working on an exciting opportunity for a Compliance Manager to join a Chartered financial planning firm in West Sussex. ...

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Group Risk & Compliance Regulatory Change and Policy Manager

Group Risk & Compliance Regulatory Change and Policy Manager

This is a 2LOD Compliance role reporting directly to the Group Head of Compliance and CRO. The primary function of this role is to support the GRC function through FCA regulatory updates and developments. Responsibilities Keep the business in line wi...

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Compliance Analyst - Payments KYC / TM / AML / Screening

Compliance Analyst - Payments KYC / TM / AML / Screening

The client is looking for a Compliance Analyst who will be responsible for handling reporting of Financial Crime. The successful candidate will be based in their central London office and reporting to the Head of Compliance & MLRO. Client Details The...

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Compliance Manager

Compliance Manager

25 April by MARKET TALENT

We are currently working with a Commodities Firm who are seeking a Compliance Manager to join their team. As a Compliance Manager, you will be responsible for overseeing adherence to legal and internal regulations, playing a pivotal role in maintaini...

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Compliance Manager

Compliance Manager

29 April by MARKET TALENT

We are currently working with a Commodities Firm who are seeking a Compliance Manager to join their team. As a Compliance Manager, you will be responsible for overseeing adherence to legal and internal regulations, playing a pivotal role in maintaini...

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Market Abuse Manager UK

Market Abuse Manager UK

Are you a Market Abuse, Surveillance or Compliance Monitoring Specialist with Financial Services experience? Our client, a Fintech and trading brokerage, are looking to hire a Market Abuse Manager (no line management) with ideally at least 3 years' o...

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Compliance Monitoring Officer

Compliance Monitoring Officer

Compliance Monitoring Officer Do you have a background within financial services? Are you currently working within a compliance, risk and regulatory role? If so this could be the perfect venture for you so get in touch with me today This is what you'...

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Compliance Monitoring Analyst

Compliance Monitoring Analyst

24 April by Insight Select Ltd

Compliance Monitoring Analyst / Stockbrokers / Hybrid / Tunbridge Wells / Up to 80,000 bonus Overview: My client an established highly reputable stockbrokers are seeking a Compliance Monitoring Analyst. The role is to ensure the continious designing ...

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Compliance Officer

Compliance Officer

25 April by Heat Recruitment

Job Title: Compliance Officer - Wealth Management Location: Aylesbury, UK Salary - negotiable dependent on experience Benefits: 8% pension Group life cover 25 days of annual leave plus bank holidays and Christmas closure Opportunities for career prog...

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