102 Full-time Compliance Officer Jobs

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Compliance Officer

Compliance Officer

25 April by Heat Recruitment

Job Title: Compliance Officer - Wealth Management Location: Aylesbury, UK Salary - negotiable dependent on experience Benefits: 8% pension Group life cover 25 days of annual leave plus bank holidays and Christmas closure Opportunities for career prog...

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Compliance Officer

Compliance Officer

8 April by Adecco

Compliance Officer: Kings Hill Monday- Friday 8:30am- 5:30pm 25- 30K GREAT BENEFITS including: Working From Home, Free Parking, Plenty of Socials Events and many more We are looking for an experienced compliance Officer to support with the ongoing su...

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Compliance Officer

Compliance Officer

Pure are pleased to be working with our client within the financial services industry, who are looking to recruit for a Compliance Officer on a part time basis. Main Dutes: Delegated responsibility for complaints Chairing Senior Management meetings S...

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Compliance Officer

Compliance Officer

It's one thing to have a good job. It's another to genuinely feel part of things. That you're listened to. That your ideas matter. That you count. This job is more than slotting in and taking over a list of duties, plodding along for years to come. I...

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Compliance Officer

Compliance Officer

A highly successful and award winning chartered financial planning practice is looking for a Compliance Officer / File Checker to join its team. Reporting to the Compliance Director, the role holder will be instrumental in developing, implementing, a...

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Compliance Officer

Compliance Officer

Our client is a successful financial planning business who are looking for a Compliance Officer to join the team. Reporting to the Compliance Director, the role holder will be instrumental in developing, implementing and monitoring effective complian...

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Compliance Officer

Compliance Officer

Compliance Officer South East Fantastic salary plus bonus and benefits Our client is a highly respected vendor and equipment finance company who operate across a broad range of assets and due to growth are looking to recruit a Compliance Officer to s...

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Compliance Officer

Compliance Officer

Compliance Officer, Stockport 70,000-80,000 Type: Permanent Reports to: Executive Committee My client is a hugely well respected and successful Financial Services Partner who is looking for a skilled and qualified Compliance Officer to assist them in...

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Compliance Officer

Compliance Officer

3 days ago by IDEX Consulting Ltd

Our client is looking for a Compliance Officer to review cases completed by their Financial Advice team. This role will suit someone who has level 4 qualification or is already a file checker and is passionate about helping individuals achieve their ...

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Compliance Officer

Compliance Officer

We have an exciting permanent opportunity working for our client who are a financial advising company based in Chelmsford. The opportunity working as a Compliance Officer is offered on a part time basis working Monday to Friday, 16-20 hours per week..

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Compliance Officer

Compliance Officer

10 April by Zachary Daniels

Compliance Officer | Premium Homeware Retail Brand Permanent Up to 40,000 Benefits Stockport | Hybrid 1 day in office | or when needed so can be more remote if you wish This is a fantastic opportunity to work within a Premium Retail brand that has Co...

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Compliance Officer

Compliance Officer

2 days ago by eFinancialCareers

Your main responsibilities as the Compliance Officer will be oversight for the compliance function from both a platform and retail client perspective and you will provide advice on regulatory matters, including matters such as 'simplified advice' mod...

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Senior Compliance Officer

Senior Compliance Officer

Do you have Senior Compliance Officer experience in Wealth Management / Financial Planning sector, and are you seeking a new hybrid job? Our client is looking for a Senior Compliance Officer (Investment Mgt / Financial Services background) in either ...

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Compliance Officer Banking

Compliance Officer Banking

Compliance Officer (Banking) - Central London Salary: 30k - 35k Excellent Benefits Office Based Working for a leading foreign bank in Central London the Compliance Officer role will assist theHead of Compliance and MLRO to ensure that the Bank identi...

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Senior Compliance Officer

Senior Compliance Officer

Senior compliance 6 Month contract Investment management Meraki Talent are currently working with an Investment Management company with a strong stock brokering background. There is an excellent opportunity for a Senior Compliance officer to join the...

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Junior Compliance Officer

Junior Compliance Officer

2 May by XTB LTD

XTB UK is looking for a junior level compliance officer to join its current compliance team. The role covers a variety of areas and working closely with the Head of Compliance and MLRO to ensure that the organisation conducts business in a compliant ...

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ESG Compliance Officer

ESG Compliance Officer

2 days ago by eFinancialCareers

A leading Wealth & Asset Management business is looking to hire an ESG Compliance Officer to join their growing Compliance function in a newly created role. The position will be an initial 18 month fixed term contract. This role will require an indiv...

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Compliance Officer - Remote

Compliance Officer - Remote

2 days ago by eFinancialCareers

Your main responsibilities as the Compliance Officer will be oversight for the compliance function from both a platform and retail client perspective and you will provide advice on regulatory matters, including matters such as 'simplified advice' mod...

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AML Compliance Officer

AML Compliance Officer

26 April by Robert Half

Robert Half is assisting a global equipment finance company based in London to recruit a Operational Risk Compliance Manager paying 38 000 - 48 000 DOE The company provides vendor and equipment finance in the Technology, Transport, Industrial & Const...

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IFA Compliance Officer

IFA Compliance Officer

11 Feburary by Blakemore Recruitment

We are recruiting for a well-established Chartered IFA practice, seeking an experienced compliance professional to join their dynamic team. This is an exciting opportunity for a seasoned professional who has a minimum of five years of experience in a...

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Senior Compliance Officer - 12M FTC

Senior Compliance Officer - 12M FTC

23 April by Reed

Reed Finance is working with our client to hire a Senior Compliance Officer (fixed term contract) position that opens to candidates within the brokerage, FX, trading, capital market and investment space. The company offers fantastic work culture and ...

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Senior Compliance Officer - 12M FTC

Senior Compliance Officer - 12M FTC

23 April by Reed

Reed Finance is working with our client to hire a Senior Compliance Officer (fixed term contract) position that opens to candidates within the brokerage, FX, trading, capital market and investment space. The company offers fantastic work culture and ...

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