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Job Title: Compliance Officer - Wealth Management Location: Aylesbury, UK Salary - negotiable dependent on experience Benefits: 8% pension Group life cover 25 days of annual leave plus bank holidays and Christmas closure Opportunities for career prog...
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Our client is looking for a Compliance Officer to review cases completed by their Financial Advice team. This role will suit someone who has level 4 qualification or is already a file checker and is passionate about helping individuals achieve their ...
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Senior FCA Compliance Officer (FTC for 12 months) Manchester – Hybrid To 50,000 Benefits MERJE is currently seeking an experienced FCA Compliance Officer for a financial services company based in Manchester. The role is initially being recruited on a...
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Compliance Officer (Banking) - Central London Salary: 30k - 35k Excellent Benefits Office Based Working for a leading foreign bank in Central London the Compliance Officer role will assist theHead of Compliance and MLRO to ensure that the Bank identi...
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Do you have Senior Compliance Officer experience in Wealth Management / Financial Planning sector, and are you seeking a new hybrid job? Our client is looking for a Senior Compliance Officer (Investment Mgt / Financial Services background) in either ...
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A long established, well respected IFA Compliance organisation are keen to appoint a Diploma qualified IFA Compliance Consultant. The role is home based with c 2 days per week IFA visits required in the East Midlands Region. Full time Compliance Cons...
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We are recruiting for a well-established Chartered IFA practice, seeking an experienced compliance professional to join their dynamic team. This is an exciting opportunity for a seasoned professional who has a minimum of five years of experience in a...
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The Compliance Officer is responsible for preparing and submitting mandatory reports to clients and regulatory authorities across various jurisdictions. This role includes making statutory disclosures, establishing a strong control environment, and u...
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Reed Finance is working with our client to hire a Senior Compliance Officer (fixed term contract) position that opens to candidates within the brokerage, FX, trading, capital market and investment space. The company offers fantastic work culture and ...
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Reed Finance is working with our client to hire a Senior Compliance Officer (fixed term contract) position that opens to candidates within the brokerage, FX, trading, capital market and investment space. The company offers fantastic work culture and ...
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Our client, a successful Investment Management firm, are looking for an experienced Compliance Officer to join the team to lead, oversee and manage the day to day compliance and operational aspects of their investment management business unit and pla...
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The role of the Compliance Monitoring Officer is to provide a file review service to the clients. The file reviews will mainly be for medium to large financial services businesses. The Compliance Monitoring Officer will be responsible for providing f...
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Compliance Monitoring Officer role available with a consultancy business that has a range of clients across the financial services market predominantly within wealth management dealing with IFA clients. You will be conducting file reviews and providi...
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Reed Finance is working closely with an EMI who is backed by a well-known banking group to hire for their compliance monitoring team. This position requires candidate to have strong experiences in compliance monitoring, oversights and audit within th...
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Reed Finance is working closely with an EMI who is backed by a well-known banking group to hire for their compliance monitoring team. This position requires candidate to have strong experiences in compliance monitoring, oversights and audit within th...
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Compliance Analyst role within a London based Payments firm. Opportunity to learn and develop in a broad Compliance Analyst role. Client Details The client is a principle issuer of MasterCard and cross-border payments firm. Description Investigate SA...
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Mortgage Adviser Office-based at Altrincham Business Park, Altrincham, Cheshire. Permanent employed position Competitive basic salary, non-commission based. Immediate start. Scope of Role To give mortgage advice to clients of this practice with regar...
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Mortgage Adviser Office-based at Altrincham Business Park, Altrincham, Cheshire. Permanent employed position Competitive basic salary, non-commission based. Immediate start. Scope of Role To give mortgage advice to clients of this practice with regar...
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Mortgage Adviser Office-based at Altrincham Business Park, Altrincham, Cheshire. Permanent employed position Competitive basic salary, non-commission based. Immediate start. Scope of Role To give mortgage advice to clients of this practice with regar...
Go to similar: Advisor jobs
Mortgage Adviser Office-based at Altrincham Business Park, Altrincham, Cheshire. Permanent employed position Competitive basic salary, non-commission based. Immediate start. Scope of Role To give mortgage advice to clients of this practice with regar...
Go to similar: Advisor jobs
Mortgage Adviser Office-based at Altrincham Business Park, Altrincham, Cheshire. Permanent employed position Competitive basic salary, non-commission based. Immediate start. Scope of Role To give mortgage advice to clients of this practice with regar...
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Our client is a specialist financial services company based in Horsham and they are currently looking for an experienced Compliance Officer/Manager to join the team We have a full time permanent role in Horsham within this company working in their co...
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Equifind have teamed up with a financial services firm in London, who are looking to add a compliance analyst to join the business. The business has recently enjoyed some fresh investment, so they are looking to add to the team to match this appetite...
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Idex are working with an Insurance client in Manchester who are looking for a Compliance Officer / Business Partner. This is a great 'second role' for a Compliance professional who wants to broaden their experience in an international business. This ...
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The client is looking for a Compliance Analyst who will be responsible for handling reporting of Financial Crime. The successful candidate will be based in their central London office and reporting to the Head of Compliance & MLRO. Client Details The...
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