114 Compliance Officer Jobs

Our client, an esteemed name in the emerging investment space are looking for a Compliance Officer to join them reporting to the Compliance Manager and COO. Who They Are: Not your typical investment firm. They thrive on teamwork, quality research, an...

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Job Title: Compliance Officer - Wealth Management Location: Aylesbury, UK Salary - negotiable dependent on experience Benefits: 8% pension Group life cover 25 days of annual leave plus bank holidays and Christmas closure Opportunities for career prog...

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Compliance Officer: Kings Hill Monday- Friday 8:30am- 5:30pm 25- 30K GREAT BENEFITS including: Working From Home, Free Parking, Plenty of Socials Events and many more We are looking for an experienced compliance Officer to support with the ongoing su...

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A highly successful and award winning chartered financial planning practice is looking for a Compliance Officer / File Checker to join its team. Reporting to the Compliance Director, the role holder will be instrumental in developing, implementing, a...

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Pure are pleased to be working with our client within the financial services industry, who are looking to recruit for a Compliance Officer on a part time basis. Main Dutes: Delegated responsibility for complaints Chairing Senior Management meetings S...

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Senior Business Assurance / Quality Review / Compliance / Financial Services Competitive Salary Up to 25% Performance Bonus Superb Benefits - Amazing package GLOUCESTERSHIRE & Home Working (minimum 2 days office based) Must have the level 4 Diploma a...

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Senior Business Assurance / Quality Review / Compliance / Financial Services Competitive Salary Up to 25% Performance Bonus Superb Benefits - Amazing package EDINBURGH & Home Working (minimum 2 days office based) Must have the level 4 Diploma and wan...

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Our client is a successful financial planning business who are looking for a Compliance Officer to join the team. Reporting to the Compliance Director, the role holder will be instrumental in developing, implementing and monitoring effective complian...

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Compliance Officer South East Fantastic salary plus bonus and benefits Our client is a highly respected vendor and equipment finance company who operate across a broad range of assets and due to growth are looking to recruit a Compliance Officer to s...

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Our client is looking for a Compliance Officer to review cases completed by their Financial Advice team. This role will suit someone who has level 4 qualification or is already a file checker and is passionate about helping individuals achieve their ...

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We have an exciting permanent opportunity working for our client who are a financial advising company based in Chelmsford. The opportunity working as a Compliance Officer is offered on a part time basis working Monday to Friday, 16-20 hours per week..

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Senior Business Assurance / Quality Review / Compliance / Financial Services Competitive Salary Up to 25% Performance Bonus Superb Benefits - Amazing package GLOUCESTERSHIRE / BRISTOL & Home Working (minimum 2 days office based) Must have the level 4...

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Senior Business Assurance / Quality Review / Compliance / Financial Services Competitive Salary Up to 25% Performance Bonus Superb Benefits - Amazing package SWINDON & Home Working (minimum 2 days office based) Must have the level 4 Diploma and wants...

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Compliance Officer | Premium Homeware Retail Brand Permanent Up to 40,000 Benefits Stockport | Hybrid 1 day in office | or when needed so can be more remote if you wish This is a fantastic opportunity to work within a Premium Retail brand that has Co...

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Your main responsibilities as the Compliance Officer will be oversight for the compliance function from both a platform and retail client perspective and you will provide advice on regulatory matters, including matters such as 'simplified advice' mod...

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Do you have Senior Compliance Officer experience in Wealth Management / Financial Planning sector, and are you seeking a new hybrid job? Our client is looking for a Senior Compliance Officer (Investment Mgt / Financial Services background) in either ...

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Compliance Officer (Banking) - Central London Salary: 30k - 35k Excellent Benefits Office Based Working for a leading foreign bank in Central London the Compliance Officer role will assist theHead of Compliance and MLRO to ensure that the Bank identi...

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Senior compliance 6 Month contract Investment management Meraki Talent are currently working with an Investment Management company with a strong stock brokering background. There is an excellent opportunity for a Senior Compliance officer to join the...

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Senior Business Assurance / Quality Review / Compliance / Financial Services Competitive Salary Up to 25% Performance Bonus Superb Benefits - Amazing package GLOUCESTERSHIRE & Home Working (minimum 2 days office based) Must have the level 4 Diploma a...

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Senior Business Assurance / Quality Review / Compliance / Financial Services Competitive Salary Up to 25% Performance Bonus Superb Benefits - Amazing package SWINDON & Home Working (minimum 2 days office based) Must have the level 4 Diploma and wants...

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Senior Business Assurance / Quality Review / Compliance / Financial Services Competitive Salary Up to 25% Performance Bonus Superb Benefits - Amazing package GLOUCESTERSHIRE / BRISTOL & Home Working (minimum 2 days office based) Must have the level 4...

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A leading Wealth & Asset Management business is looking to hire an ESG Compliance Officer to join their growing Compliance function in a newly created role. The position will be an initial 18 month fixed term contract. This role will require an indiv...

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An exciting opportunity has arisen for a up and coming Compliance Officer and Money Laundering Reporting Officer to join a dynamic team within a dynamic investment bank. This role offers the chance to work in an inclusive, collaborative environment w...

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Senior Business Assurance / Quality Review / Compliance / Financial Services Competitive Salary Up to 25% Performance Bonus Superb Benefits - Amazing package EDINBURGH & Home Working (minimum 2 days office based) Must have the level 4 Diploma and wan...

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Your main responsibilities as the Compliance Officer will be oversight for the compliance function from both a platform and retail client perspective and you will provide advice on regulatory matters, including matters such as 'simplified advice' mod...

Go to similar: Officer jobs