20 Compliance Officer Jobs

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Compliance Officer

Compliance Officer

17 May by Leigh Day

Compliance Officer - London Permanent, full time Competiive, plus benefits Role Reference - CA/BS/CW/MAY24 About Leigh Day We are a top 100 law firm committed to claimant-only cases, ensuring that individuals have the same access to justice as the UK...

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Compliance Officer

Compliance Officer

2 days ago by eFinancialCareers

The Compliance Officer will be supporting the Head of Compliance with the exciting and fast paced workload within the function. This is a fantastic opportunity to operate within a role full of broad responsibilities. Requirements: 2-5 Years experienc...

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Compliance Officer

Compliance Officer

2 days ago by eFinancialCareers

Your main responsibilities as the Compliance Officer will be oversight for the compliance function from both a platform and retail client perspective and you will provide advice on regulatory matters, including matters such as 'simplified advice' mod...

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ESG Compliance Officer

ESG Compliance Officer

2 days ago by eFinancialCareers

A leading Wealth & Asset Management business is looking to hire an ESG Compliance Officer to join their growing Compliance function in a newly created role. The position will be an initial 18 month fixed term contract. This role will require an indiv...

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Compliance Officer - Remote

Compliance Officer - Remote

2 days ago by eFinancialCareers

Your main responsibilities as the Compliance Officer will be oversight for the compliance function from both a platform and retail client perspective and you will provide advice on regulatory matters, including matters such as 'simplified advice' mod...

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COMPLIANCE MANAGER - COMPLIANCE EXP ANY SECTOR OR CLIENT SERVICES/OPERATIONS EXP FINANCIAL OR PROFESSIONAL SERVICES REQUIRED

COMPLIANCE MANAGER - COMPLIANCE EXP ANY SECTOR OR CLIENT SERVICES/OPERATIONS EXP FINANCIAL OR PROFESSIONAL SERVICES REQUIRED

Yesterday by eFinancialCareers

COMPLIANCE MANAGER – COMPLIANCE EXP (ANY SECTOR) OR CLIENT SERVICES/OPERATIONS EXP (FINANCIAL OR PROFESSIONAL SERVICES) REQUIRED 4031D 45K - 50K Benefits Colchester Our client, a leading legal services firm, is recruiting a Compliance Manager to supp...

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Complaints Officer

Complaints Officer

15 April by Reassured Limited

Basingstoke/Hybrid You will be responsible for helping us consistently deliver an exceptional service that puts the fair treatment of the customer at the heart of the business. As a Senior Complaints officer, you will assist the complaints Team leade...

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Complaints Resolution Officer

Complaints Resolution Officer

3 May by Vero HR

About the opportunity: We are partnering with our client, a multi award winning financial advisor support group based in Horsforth, Leeds. An opportunity has arisen for an experienced and diligent Complaints Resolution Officer to join their team, pla...

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Pensions Support Officer

Pensions Support Officer

17 April by Aon

Pensions Support Officer Do you have experience or knowledge of pensions? Does finding solutions to data queries excite you? If so, we have the ideal opportunity for you to work within our large, well-established Client Solutions team in Birmingham T...

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Enterprise Risk Specialist

Enterprise Risk Specialist

3 days ago by Canada Life

Location: Potters Bar or London Canada Life UK looks after the retirement, investment and protection needs of individuals, families and companies. We help to build better futures for our customers, our intermediaries and our employees by operating as...

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Senior Compliance Associate

Senior Compliance Associate

2 days ago by eFinancialCareers

Conducting compliance testing in accordance with the CMP and assist the Head of Compliance in the preparation of written reports for senior management and the Board. Maintaining compliance policies and procedures. Supporting the Head of Compliance in...

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Senior Actuarial Trainee

Senior Actuarial Trainee

10 May by Canada Life

Canada Life UK looks after the retirement, investment and protection needs of individuals, families and companies. We help to build better futures for our customers, our intermediaries and our employees by operating as a modern, agile and welcoming o...

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Finance Manager

Finance Manager

Join us at Buxton International Festival (BIF), where culture thrives amidst scenic beauty. As Finance Manager , you'll be part of our dynamic team, ensuring the festival's financial success. With a salary of 32,000 per annum pro rata, plus benefits ...

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Senior Actuary BPA Pricing

Senior Actuary BPA Pricing

2 days ago by eFinancialCareers

Canada Life UK looks after the retirement, investment and protection needs of individuals, families and companies. We help to build better futures for our customers, our intermediaries and our employees by operating as a modern, agile and welcoming o...

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Senior Actuary BPA Pricing

Senior Actuary BPA Pricing

Canada Life UK looks after the retirement, investment and protection needs of individuals, families and companies. We help to build better futures for our customers, our intermediaries and our employees by operating as a modern, agile and welcoming o...

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Exclusive: Remote Part Time UK Head of Compliance & MLRO - IFA or Wealth Management Experience Required

Exclusive: Remote Part Time UK Head of Compliance & MLRO - IFA or Wealth Management Experience Required

Exclusive: Remote Part Time UK Head of Compliance & MLRO – IFA or Wealth Management Experience Required Ref: 4022G2 80K - 100K (pro rata) Remote (Southern England) We have been appointed by our Client, a Global Wealth Manager, who are looking to hire...

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EXCLUSIVE: CLIENT SERVICES & OPERATIONS MANAGER - DFM FILE REVIEW EXPERIENCE & COMPLIANCE KNOWLEDGE REQUIRED

EXCLUSIVE: CLIENT SERVICES & OPERATIONS MANAGER - DFM FILE REVIEW EXPERIENCE & COMPLIANCE KNOWLEDGE REQUIRED

2 days ago by eFinancialCareers

EXCLUSIVE: CLIENT SERVICES & OPERATIONS MANAGER – DFM FILE REVIEW EXPERIENCE & COMPLIANCE KNOWLEDGE REQUIRED Ref: 4004G 80K good benefits & bonus REMOTE (Southern England) We are exclusively recruiting for a Family Office Discretionary Fund Manager &...

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