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A highly successful and award winning chartered financial planning practice is looking for a Compliance Officer / File Checker to join its team. Reporting to the Compliance Director, the role holder will be instrumental in developing, implementing, a...
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Job Title: Compliance Officer - Wealth Management Location: Aylesbury, UK Salary - negotiable dependent on experience Benefits: 8% pension Group life cover 25 days of annual leave plus bank holidays and Christmas closure Opportunities for career prog...
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Our client is looking for a Compliance Officer to review cases completed by their Financial Advice team. This role will suit someone who has level 4 qualification or is already a file checker and is passionate about helping individuals achieve their ...
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Senior Business Assurance / Quality Review / Compliance / Financial Services Competitive Salary Up to 25% Performance Bonus Superb Benefits - Amazing package GLOUCESTERSHIRE & Home Working (minimum 2 days office based) Must have the level 4 Diploma a...
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Senior Business Assurance / Quality Review / Compliance / Financial Services Competitive Salary Up to 25% Performance Bonus Superb Benefits - Amazing package EDINBURGH & Home Working (minimum 2 days office based) Must have the level 4 Diploma and wan...
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Senior Business Assurance / Quality Review / Compliance / Financial Services Competitive Salary Up to 25% Performance Bonus Superb Benefits - Amazing package GLOUCESTERSHIRE / BRISTOL & Home Working (minimum 2 days office based) Must have the level 4...
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Senior Business Assurance / Quality Review / Compliance / Financial Services Competitive Salary Up to 25% Performance Bonus Superb Benefits - Amazing package SWINDON & Home Working (minimum 2 days office based) Must have the level 4 Diploma and wants...
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Senior FCA Compliance Officer (FTC for 12 months) Manchester – Hybrid To 50,000 Benefits MERJE is currently seeking an experienced FCA Compliance Officer for a financial services company based in Manchester. The role is initially being recruited on a...
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Compliance Officer (Banking) - Central London Salary: 30k - 35k Excellent Benefits Office Based Working for a leading foreign bank in Central London the Compliance Officer role will assist theHead of Compliance and MLRO to ensure that the Bank identi...
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Do you have Senior Compliance Officer experience in Wealth Management / Financial Planning sector, and are you seeking a new hybrid job? Our client is looking for a Senior Compliance Officer (Investment Mgt / Financial Services background) in either ...
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Senior Business Assurance / Quality Review / Compliance / Financial Services Competitive Salary Up to 25% Performance Bonus Superb Benefits - Amazing package GLOUCESTERSHIRE & Home Working (minimum 2 days office based) Must have the level 4 Diploma a...
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Senior Business Assurance / Quality Review / Compliance / Financial Services Competitive Salary Up to 25% Performance Bonus Superb Benefits - Amazing package SWINDON & Home Working (minimum 2 days office based) Must have the level 4 Diploma and wants...
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Senior Business Assurance / Quality Review / Compliance / Financial Services Competitive Salary Up to 25% Performance Bonus Superb Benefits - Amazing package GLOUCESTERSHIRE / BRISTOL & Home Working (minimum 2 days office based) Must have the level 4...
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An exciting opportunity has arisen for a up and coming Compliance Officer and Money Laundering Reporting Officer to join a dynamic team within a dynamic investment bank. This role offers the chance to work in an inclusive, collaborative environment w...
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Senior Business Assurance / Quality Review / Compliance / Financial Services Competitive Salary Up to 25% Performance Bonus Superb Benefits - Amazing package EDINBURGH & Home Working (minimum 2 days office based) Must have the level 4 Diploma and wan...
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A long established, well respected IFA Compliance organisation are keen to appoint a Diploma qualified IFA Compliance Consultant. The role is home based with c 2 days per week IFA visits required in the East Midlands Region. Full time Compliance Cons...
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Robert Half is assisting a global equipment finance company based in London to recruit a Operational Risk Compliance Manager paying 38 000 - 48 000 DOE The company provides vendor and equipment finance in the Technology, Transport, Industrial & Const...
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We are recruiting for a well-established Chartered IFA practice, seeking an experienced compliance professional to join their dynamic team. This is an exciting opportunity for a seasoned professional who has a minimum of five years of experience in a...
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The Compliance Officer is responsible for preparing and submitting mandatory reports to clients and regulatory authorities across various jurisdictions. This role includes making statutory disclosures, establishing a strong control environment, and u...
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Reed Finance is working with our client to hire a Senior Compliance Officer (fixed term contract) position that opens to candidates within the brokerage, FX, trading, capital market and investment space. The company offers fantastic work culture and ...
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Reed Finance is working with our client to hire a Senior Compliance Officer (fixed term contract) position that opens to candidates within the brokerage, FX, trading, capital market and investment space. The company offers fantastic work culture and ...
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Our client, a successful Investment Management firm, are looking for an experienced Compliance Officer to join the team to lead, oversee and manage the day to day compliance and operational aspects of their investment management business unit and pla...
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The role of the Compliance Monitoring Officer is to provide a file review service to the clients. The file reviews will mainly be for medium to large financial services businesses. The Compliance Monitoring Officer will be responsible for providing f...
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Compliance Monitoring Officer role available with a consultancy business that has a range of clients across the financial services market predominantly within wealth management dealing with IFA clients. You will be conducting file reviews and providi...
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Reed Finance is working closely with an EMI who is backed by a well-known banking group to hire for their compliance monitoring team. This position requires candidate to have strong experiences in compliance monitoring, oversights and audit within th...
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There are 114 Compliance Officer jobs on Reed.co.uk right now.
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