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About the Role: Grade Level (for internal use): 12 About Us: S&P Global is seeking a Compliance Director to join our Compliance Team for the S&P Global Dow Jones Indices (SPDJI) division. As a Compliance Director, you'll play a pivotal role in our gl...
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Tunbridge Wells, Kent hybrid working Immediate start Small friendly team Meraki Talent are currently working with a small well established wealth management business based to help them identify a senior compliance officer for an initial 6-month fixed...
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SIEL is a wholly owned subsidiary of the SEI Group of companies (SEI") that holds and delivers certain products, services and operational functions for some of SEI's global businesses. The SEI Institutional Business Segment provides investment manage...
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Meraki Talent are currently working with a small well established wealth management business based to help them identify a senior compliance officer for an initial 6-month fixed term contract. Your will help to assist and work with the Head of Compli...
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The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and...
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Key responsibilities include but are not limited to: Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan Identify any gaps or weaknesses in the Plan and propose remedial actions. Day to day management of t...
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Our Team: Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around the world. We move quickly and thoughtfully to help address a variety of complex issues that come with being the world's lead...
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An exciting opportunity has arisen for a dedicated Compliance officer to join a leading independent wealth and asset management firm. This role is based in the heart of London, offering an 18-month fixed term contract. The successful candidate will b...
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Senior Compliance Officer - High Profile Government & Military Contractor This is an exciting opportunity to work for a high profile company that provides very specialist services to the UK Government and the Ministry of Defence and is a significant ...
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Senior Compliance Monitoring Officer | Lloyd's Broker | London/WFH | 60 - 70,000 (doe) Finitas are partnering with a growing Lloyd's broker in their search for a Senior Compliance Monitoring Officer to join their team. This business is going through ...
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Liverpool Street Branch Want to work within a company that fosters positivity and growth in its employees, and prides themselves on their inclusive culture? Company perks include 29 days holidays BH, pension, HYBRID WORKING, life assurance, FREE lunc...
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The Value of Active Minds About Jupiter Jupiter is one of the UK's leading investment management companies with just over 500 employees and 51.4 billion worth of assets under management (as at 30th June 2023). Jupiter provides investment services to ...
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MERJE has collaborated with a leading Insurance Broker, and we are actively seeking a Compliance Monitoring Officer to join the Central Compliance team. In this role, you will be responsible for: Contributing to specific initiatives/projects that del...
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The Value of Active Minds About Jupiter Jupiter is one of the UK's leading investment management companies with just over 500 employees and 51.4 billion worth of assets under management (as at 30th June 2023). Jupiter provides investment services to ...
Go to similar: Officer jobs in south east england
Who we are looking for We are looking for a Global Markets Compliance Officer - Vice President who will primarily focus on advising internal stakeholders on implementation and development of an equities swaps trading desk, including developing releva...
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This London-based firm is an established player in the Financial Services industry. With a large team of specialists, the company is recognised for its exceptional services and commitment to maintaining the highest standards of integrity and transpar...
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Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk ass...
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Requirements: · Minimum of 5 years of experience in internal and/or external audit, compliance testing team or a similar function within the financial industry · Extensive experience in compliance test planning, processes and controls design assessme...
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Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule,...
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The Compl Bus Control Sr Officer is a strategic professional who closely follows latest trends in own field and adapts them for application within own job and the business. Typically a small number of people within the business that provide the same ...
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Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or r...
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Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or r...
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Good knowledge of the FCA Rules Undertake monthly communications monitoring. Undertake other compliance monitoring in accordance with the firm’s CMP, under guidance from the Compliance Officer. Prepare reports in respect of all monitoring for review ...
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Our client is looking for a Senior Sanctions and KYC Analyst who will support the Group Compliance Officer on a range of day to day compliance duties, to ensure the business continues to meet its regulatory obligations across the globe. Job Title: Se...
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Accounting and Compliance Officer - Media Agency A Global, leading Media Agency is looking for a Senior Accounting and Compliance Officer to join them in this exciting and hands-on role. This role sees you supporting the team in building a top-tier f...
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