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The Compliance Officer will be supporting the Head of Compliance with the exciting and fast paced workload within the function. This is a fantastic opportunity to operate within a role full of broad responsibilities. Requirements: 2-5 Years experienc...
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Our client, an esteemed name in the emerging investment space are looking for a Compliance Officer to join them reporting to the Compliance Manager and COO. Who They Are: Not your typical investment firm. They thrive on teamwork, quality research, an...
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About Us: BETA CAPITAL MANAGEMENT is a dynamic and forward-thinking financial firm dedicated to providing exceptional investment and wealth management services. We are committed to maintaining the highest standards of compliance and ethics in all our...
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About Us: BETA CAPITAL MANAGEMENT is a dynamic and forward-thinking financial firm dedicated to providing exceptional investment and wealth management services. We are committed to maintaining the highest standards of compliance and ethics in all our...
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Job Advert: Compliance Officer Job Title: Compliance Officer Job Type: Permanent Hours: Full Time, 08:00 – 18:00, Monday to Friday Office Location: West End Salary: Market rate Benefits: Bonus, pension, healthcare and other benefits We have an exciti...
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Compliance Manager Are you a meticulous and detail-oriented professional? Do you have a passion for ensuring that a company operates within legal and ethical boundaries? If so, we have an exciting opportunity for you. Our client, a leading organisati...
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Compliance Manager Are you a meticulous and detail-oriented professional? Do you have a passion for ensuring that a company operates within legal and ethical boundaries? If so, we have an exciting opportunity for you. Our client, a leading organisati...
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An exciting opportunity has arisen for a up and coming Compliance Officer and Money Laundering Reporting Officer to join a dynamic team within a dynamic investment bank. This role offers the chance to work in an inclusive, collaborative environment w...
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Bloomberg's Legal and Compliance Department plays a critical role in supporting our businesses and operations around the world. We move quickly and thoughtfully to help address a variety of complex issues that come with being the world's leading fina...
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A leading Wealth & Asset Management business is looking to hire an ESG Compliance Officer to join their growing Compliance function in a newly created role. The position will be an initial 18 month fixed term contract. This role will require an indiv...
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Our client is a renowned Chinese bank operating as a Branch in the UK for the past 8 years. Known for its exceptional customer services and international presence, the bank offers a dynamic work environment with opportunities for career growth. Role ...
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Your main responsibilities as the Compliance Officer will be oversight for the compliance function from both a platform and retail client perspective and you will provide advice on regulatory matters, including matters such as 'simplified advice' mod...
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The Compliance Officer is responsible for preparing and submitting mandatory reports to clients and regulatory authorities across various jurisdictions. This role includes making statutory disclosures, establishing a strong control environment, and u...
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We are working with a Lloyd's insurer that require a Compliance Officer specialising in financial crime to join their growing team. Reporting directly into the Chief Compliance Officer, you will be required to lead on all sanctions and financial crim...
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London West End Progression Scope Broad role Meraki Talent are currently working with a leading investment firm (private office) to help them identify a Compliance Officer. Some of your duties will include: Maintain and implement a robust compliance ...
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Job Description: Job Title International Private Bank (IPB) Business Line Compliance Location London Corporate Title Assistant Vice President/Vice President IPB is part of the wider Private Bank (PB) division of Deutsche Bank. This position reports d...
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A leading Asset Management business is looking to hire a Senior Compliance Officer to manage their Advisory team, managing a team of 4 direct reports. The successful candidate will have a strong background across Central Compliance / Advisory functio...
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We are working with a reputable hedge fund, headquartered in London. There is a requirement for an experienced Compliance Officer to join the existing Compliance team, reporting directly into the Chief Compliance Officer. This role will be generalise...
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The Compliance Officer is responsible for preparing and submitting mandatory reports to clients and regulatory authorities across various jurisdictions. This role includes making statutory disclosures, establishing a strong control environment, and u...
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Meraki Talent are currently working with a leading investment firm (private office) to help them identify a Compliance Officer. Some of your duties will include: Maintain and implement a robust compliance framework, policies, and procedures in accord...
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Responsibilities: Monitor the regulatory environment to keep abreast of current legislation, key regulatory initiatives and future developments and interpret the impact on all business areas. Assist in the ongoing review and updating of compliance po...
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Primary Details Time Type: Full time Worker Type: Employee The opportunity QBE are excited to be recruiting a French Speaking Senior compliance Officer to join our Compliance Monitoring team on a 9-month fixed term basis. This is the perfect opportun...
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Our client, a successful Investment Management firm, are looking for an experienced Compliance Officer to join the team to lead, oversee and manage the day to day compliance and operational aspects of their investment management business unit and pla...
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Job Description: Job Title Fixed Income Markets Compliance Officer Location London Corporate Title AVP You will be a member of the Business Line Compliance (BLC) team providing support to the Fixed Income Business Division. The Compliance Department ...
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Job Description: Job Title Fixed Income Markets Compliance Officer Location London Corporate Title AVP You will be a member of the Business Line Compliance (BLC) team providing support to the Fixed Income Business Division. The Compliance Department ...
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There are 229 full-time Compliance Officer jobs within 10 miles of London on Reed.co.uk right now.
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