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Responsibilities (brief): Delivery of the annual review plan and reporting Engagement with internal and external audit and regulators Developing the annual control plan Skills required (brief): Experience executing compliance reviews or internal audit...

Responsibilities (brief): Delivery of the annual review plan and reporting Engagement with internal and external audit and regulators Developing the annual control plan Skills required (brief): Experience executing compliance reviews or internal audit...

Your new company Hays have been exclusively retained by an extremely well-funded biotech driving breakthrough innovations in the space of gene therapy.They have developed an innovative new technology that allows them to deliver gene therapies in a novel...

Job Description: Job Title Controls Testing & Assurance Senior Testing Officer International Private Bank Location London Corporate Title Assistant Vice President Controls Testing & Assurance (CT&A) performs regulatory prescribed testing and...

Our client, based in West London, is looking for an experienced VP of Finance to join their team. Using your knowledge and experience you will provide financial leadership and strategic guidance, while establishing and building a future-proof, first-class...

Job Description: Job Title International Private Bank (IPB) Business Line Compliance Location London Corporate Title Assistant Vice President/Vice President IPB is part of the wider Private Bank (PB) division of Deutsche Bank. This position reports directly...

Control Group Officer, Vice President London 3247688 Department Profile The EMEA Compliance Department is a service-oriented department which provides guidance and advice to all business and support staff at the Firm, including Sales & Trading, Research...

Overview Bring your ideas. Make history. BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of...

Requirements: ·    Minimum of 5 years of experience in internal and/or external audit, compliance testing team or a similar function within the financial industry ·    Extensive experience in compliance test planning, processes and controls design assessments...

The Compliance Anti-Money Laundering (AML) Risk Management Senior Officer is a senior level position responsible for establishing internal procedures to prevent money laundering and assist in all matters concerning financial crimes in coordination with...

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk assessments...

Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation...

Job Purpose: Individual will work as part of the Underwriting team under the global Institutional Credit Management (ICM) group. The position covers the Real Money Funds portfolio and will be reporting to the local Head of Funds Underwriting. Job Background/Context:...