2,755 Compliance Monitoring Jobs

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File Reviewer- Pensions

File Reviewer- Pensions

13 May by NJR Recruitment

NJR are working with a well-established firm who are currently looking for Advice Quality Assessors to join their team. The purpose of this role is to undertake file reviews to ensure the company is providing the highest standards of advice to their ...

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Senior Compliance Officer - 12M FTC

Senior Compliance Officer - 12M FTC

23 April by Reed

Reed Finance is working with our client to hire a Senior Compliance Officer (fixed term contract) position that opens to candidates within the brokerage, FX, trading, capital market and investment space. The company offers fantastic work culture and ...

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Senior Compliance Officer - 12M FTC

Senior Compliance Officer - 12M FTC

23 April by Reed

Reed Finance is working with our client to hire a Senior Compliance Officer (fixed term contract) position that opens to candidates within the brokerage, FX, trading, capital market and investment space. The company offers fantastic work culture and ...

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Senior Compliance Officer - 12M FTC

Senior Compliance Officer - 12M FTC

23 April by Reed

Reed Finance is working with our client to hire a Senior Compliance Officer (fixed term contract) position that opens to candidates within the brokerage, FX, trading, capital market and investment space. The company offers fantastic work culture and ...

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Compliance Analyst

Compliance Analyst

Equifind have teamed up with a financial services firm in London, who are looking to add a compliance analyst to join the business. The business has recently enjoyed some fresh investment, so they are looking to add to the team to match this appetite...

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Compliance Advice Quality - Wealth Management (Bristol)

Compliance Advice Quality - Wealth Management (Bristol)

You want to be at a growth firm where you are recognised for what you personally bring to the table. This is a great opportunity to work in a positive team that is welcomed by the business in helping us achieve client excellence (that's right we valu...

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Compliance Associate

Compliance Associate

3 hrs ago by REV & REGS LIMITED

Rev & Regs are recruiting for a Compliance Associate role on behalf of an Investment Management firm, based in London. The successful candidate will require a technical understanding of equities, and fixed income markets, the trading of these instrum...

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Tax Analyst

Tax Analyst

15 May by Marks Sattin

Tax Analyst - 50-60k Salary - 1/2 Days per week in office based in South West London Our client, a well established transport/logistics group are in search of a Tax Analyst to assist the wider finance team in: - VAT reporting requirements and interna...

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Compliance Advice Quality - Wealth Management (Manchester)

Compliance Advice Quality - Wealth Management (Manchester)

You want to be at a growth firm where you are recognised for what you personally bring to the table. This is a great opportunity to work in a positive team that is welcomed by the business in helping us achieve client excellence (that's right we valu...

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Compliance Executive

Compliance Executive

My client is seeking an experienced compliance executive. As a key member, you'll be at the forefront of regulatory change, assessing and crafting responses to consultation papers, particularly those from the FCA. Your expertise will contribute to th...

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Compliance Manager

Compliance Manager

12 April by Sanderson

Compliance Manager Industry: Insurance Fully remote 40,000 per annum Role overview: As Compliance Manager you will take ownership, with oversight from the Head of Compliance, of certain aspects of the Compliance function and assist the wider Risk and...

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Remote New Business Sales Exec - BID Consultancy. Full or Part-time

Remote New Business Sales Exec - BID Consultancy. Full or Part-time

Are you feeling undervalued and perhaps a little frustrated that despite constantly hitting targets you've got no room to grow? Are you looking for more fireworks, a more consultative / relationship sales proposition and a more dynamic company that e...

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Compliance Manager - Marketplace

Compliance Manager - Marketplace

4 days ago by JSS Search Limited

JSS Search are partnered with a household name E-Commerce brand to recruit a Marketplace Compliance Manager. As the Marketplace Compliance Manager, you’ll focus on payments-related relationships and processes (for example, with acquirers and payments...

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Interim Tax Consultant

Interim Tax Consultant

10 May by Wade Macdonald

Interim Tax Consultant - Berkshire (1-2 days a week in office) - 500 - 1000 per day Our Client A global organisation in Berkshire requires a Tax Consultant for an interim period of 3-6 months to support the Financial Controller with a project. The Ro...

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Compliance Executive

Compliance Executive

Time Appointments are working on behalf of a prestigious financial services company based in Ipswich, who are currently looking to appoint a Compliance Executive to join their growing team As a Compliance Executive, you will be responsible for delive...

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