1,978 Compliance Monitoring Jobs

Are you a proactive Compliance professional, looking for your next FTC opportunity? Our client, a global leading Asset Management firm are hiring a Compliance Monitoring Manager on a 12 M FTC (maternity cover) within their dynamic London office. Offe...

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Compliance Monitoring Officer My client is an independent insurance brokerage specialising in a number of niche sectors. They are currently seeking a Compliance Monitoring Officer to join their Operations Department. Job Description: You will play a ...

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The role of the Compliance Monitoring Officer is to provide a file review service to the clients. The file reviews will mainly be for medium to large financial services businesses. The Compliance Monitoring Officer will be responsible for providing f...

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Eames is currently working with a leading broker to hire a Compliance Monitoring Officer. This person will join the Central Monitoring Team. Their main responsibilities will include assisting the Monitoring Manager in undertaking specific thematic re...

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Compliance Monitoring Officer role available with a consultancy business that has a range of clients across the financial services market predominantly within wealth management dealing with IFA clients. You will be conducting file reviews and providi...

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Compliance Monitoring Officer Do you have a background within financial services? Are you currently working within a compliance, risk and regulatory role? If so this could be the perfect venture for you so get in touch with me today This is what you'...

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Reed Finance is working closely with an EMI who is backed by a well-known banking group to hire for their compliance monitoring team. This position requires candidate to have strong experiences in compliance monitoring, oversights and audit within th...

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Reed Finance is working closely with an EMI who is backed by a well-known banking group to hire for their compliance monitoring team. This position requires candidate to have strong experiences in compliance monitoring, oversights and audit within th...

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Your new company A reputable fund management company based in Jersey is committed to excellence, integrity, and delivering value to clients. The company specialises in real assets, private credit, and private equity. The team is dedicated to maintain...

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Reed Finance is working closely with an EMI who is backed by a well-known banking group to hire for their compliance monitoring team. This position requires candidate to have strong experiences in compliance monitoring, oversights and audit within th...

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Reed Finance is working closely with an EMI who is backed by a well-known banking group to hire for their compliance monitoring team. This position requires candidate to have strong experiences in compliance monitoring, oversights and audit within th...

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MERJE has collaborated with a leading Insurance Broker, and we are actively seeking a Compliance Monitoring Officer to join the Central Compliance team. In this role, you will be responsible for: Contributing to specific initiatives/projects that del...

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Senior Compliance Manager Permanent London - hybrid (3 days per week in the office) Sterling Williams have a fantastic opportunity for a Senior Compliance Manager who will support the Head of Compliance (SMF16), deputising when necessary, in providin...

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Compliance Monitoring Officer My client is an independent insurance brokerage specialising in a number of niche sectors. They are currently seeking a Compliance Monitoring Officer to join their Operations Department. Job Description: You will play a ...

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Compliance Monitoring Officer My client is an independent insurance brokerage specialising in a number of niche sectors. They are currently seeking a Compliance Monitoring Officer to join their Operations Department. Job Description: You will play a ...

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Compliance Monitoring Officer My client is an independent insurance brokerage specialising in a number of niche sectors. They are currently seeking a Compliance Monitoring Officer to join their Operations Department. Job Description: You will play a ...

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Portfolio are proud to be working with our client, a well-established Insurance provider who offer legal expenses insurance to small and medium sized businesses. They have provided over 30 years' support, underwriting legal expenses risk for UK SMEs ...

Portfolio are proud to be working with our client, a well-established Insurance provider who offer legal expenses insurance to small and medium sized businesses. They have provided over 30 years' support, underwriting legal expenses risk for UK SMEs ...

If you have at least 3 years experience in a compliance function in a UK based banking business; we'd love to speak with you. Sterling Williams have a new role, working for a financial institution based in London. We are seeking a Compliance Analyst ...

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Are you proactive and detail-oriented? Join us as a Temp Compliance & Monitoring Officer Your role involves ensuring our property portfolios meet all statutory obligations and licensing conditions. From safety testing to property inspections, you'll ...

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Your new company A reputable fund management company based in Jersey is committed to excellence, integrity, and delivering value to clients. The company specialises in real assets, private credit, and private equity. The team is dedicated to maintain...

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We are working with an award winning business in Ipswich who are going from strength to strength and require a compliance executive to join their team. We know that every job advert says that - but this client really is exceptional and well known in ...

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A role with great exposure and development opportunities. A chance to work for a growing and ambitious organisation. Excellent base salary and company benefits. Carry out file reviews and maintain a log of checks undertaken. Check all documentation f...

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Your new company A well known international bank is looking for a regulatory compliance professional for a 6-month fixed-term contract. The bank caters to a diverse clientele, offering a range of banking services including retail, private, and corpor...

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A small European Bank has an exciting opportunity for an experienced Compliance Manager. Your responsibilities will include: Ensuring compliance policies/procedures are applied at all levels, and that any changes meet regulatory requirements and are ...

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