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Responsibilities: As a Compliance Monitoring Manager you will: Design an annual monitoring plan to ensure all areas covered in frequency as to both regulatory expectations and client requirements Ensure above takes into consideration higher risk area...
Are you a proactive Compliance professional, looking for your next FTC opportunity? Our client, a global leading Asset Management firm are hiring a Compliance Monitoring Manager on a 12 M FTC (maternity cover) within their dynamic London office. Offe...
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Eames is currently working with a leading broker to hire a Compliance Monitoring Officer. This person will join the Central Monitoring Team. Their main responsibilities will include assisting the Monitoring Manager in undertaking specific thematic re...
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Primary Details Time Type: Full time Worker Type: Employee Head of Compliance Monitoring London The Opportunity QBE Europe is currently recruiting for a Head of Compliance Monitoring to join a well-established and successful compliance team in our Lo...
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Key responsibilities include but are not limited to: Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan Identify any gaps or weaknesses in the Plan and propose remedial actions. Day to day management of t...
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A Wealth Management business is looking to recruit a Compliance Monitoring Manager to join their business. Main Responsibilities Assist in the delivery of the annual compliance monitoring programme by undertaking agreed monitoring activities to a hig...
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Primary Details Time Type: Full time Worker Type: Employee Head of Compliance Monitoring London The Opportunity QBE Europe is currently recruiting for a Head of Compliance Monitoring to join a well-established and successful compliance team in our Lo...
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Currently recruiting on behalf of a boutique investment bank for a Monitoring & Testing professional to join their compliance team. You will be responsible for performing the ongoing review, management, and testing of regulatory and operational risk ...
MERJE has collaborated with a leading Insurance Broker, and we are actively seeking a Compliance Monitoring Officer to join the Central Compliance team. In this role, you will be responsible for: Contributing to specific initiatives/projects that del...
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Highly regarded global asset manager seeks a Compliance Monitoring Manager on a 12 months' fixed-term contract covering maternity leave. The job holder will oversee the execution of thematic reviews and regular testing, regularly communicate progress...
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Our Client, a leading mid-market M&A firm specialising in growth equity, debt advisory and corporate finance services, is looking for a Compliance & Risk Monitoring Executive to join their team. The role will be vital in assisting the Head of Complia...
Monitoring and Testing Support of the M&T program in London and Ireland. Input into the development and maintenance of the UK and Ireland Compliance testing reviews methodology and associated procedures. Maintenance of the UK Compliance annual and mu...
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Compliance Monitoring Manager – Asset/Wealth Management (or ACD) Monitoring Experience Required Ref: 4023G 70K - 80K Good Benefits Hybrid (West End) Our client, a boutique wealth manager and part of a larger global banking Group, is looking to recrui...
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Six Month Contract – Stockbroking, Asset Management or PWM Compliance Monitoring Experience Required 4025G 70K - 80K pro-rata Hybrid/Kent We have been appointed by our Client, a boutique Retail & Institutional Stockbroker, who are looking to recruit ...
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Location: City of London (Hybrid Working Arrangements; onsite x4 days per week) Duration: 6 months initially Compensation: Excellent Salary and Benefits Offered (Depending on Experience) Are you a seasoned Compliance Officer with a robust background ...
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Senior Compliance Manager Permanent London - hybrid (3 days per week in the office) Sterling Williams have a fantastic opportunity for a Senior Compliance Manager who will support the Head of Compliance (SMF16), deputising when necessary, in providin...
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Are you proactive and detail-oriented? Join us as a Temp Compliance & Monitoring Officer Your role involves ensuring our property portfolios meet all statutory obligations and licensing conditions. From safety testing to property inspections, you'll ...
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We are working with an award winning business in Ipswich who are going from strength to strength and require a compliance executive to join their team. We know that every job advert says that - but this client really is exceptional and well known in ...
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A world-leading hedge fund seeks a dynamic Compliance Analyst to join their rapidly growing team. Key responsibilities will include: Participate in monitoring and surveillance of electronic and voice communications, as well as trading activities Supp...
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Responsibilities: Perform pre-trade and post trade compliance monitoring to ensure the trades are in line with desk mandate restrictions guidelines. Work with CRO to maintain a compliance culture within the business. Evolving the framework of complia...
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Your new company A well known international bank is looking for a regulatory compliance professional for a 6-month fixed-term contract. The bank caters to a diverse clientele, offering a range of banking services including retail, private, and corpor...
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Our Client, a Specialist Insurance and Underwriting firm, are looking for a Compliance/Delegated Authority Assistant to join their team in assisting the Compliance Team in the execution of their duties, in particular those concerning the oversight an...
A small European Bank has an exciting opportunity for an experienced Compliance Manager. Your responsibilities will include: Ensuring compliance policies/procedures are applied at all levels, and that any changes meet regulatory requirements and are ...
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Reed Finance is working with our client to hire a Senior Compliance Officer (fixed term contract) position that opens to candidates within the brokerage, FX, trading, capital market and investment space. The company offers fantastic work culture and ...
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MERJE are working with a well established Investment manager in their search for a Head of Compliance. The Head of Compliance will be responsible for compliance with all applicable FCA & SEC regulations. Provision of technical advice, support & regul...
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There are 807 Compliance Monitoring jobs within 10 miles of Essex on Reed.co.uk right now.
Jobseekers searching for compliance monitoring jobs also search for compliance jobs, compliance manager jobs, risk manager jobs, monitoring manager jobs, and compliance assistant jobs.
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