1,380 Compliance Jobs

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IFA Compliance Consultant

IFA Compliance Consultant

A long established, well respected IFA Compliance organisation are keen to appoint a Diploma qualified IFA Compliance Consultant. The role is home based with c 2 days per week IFA visits required in the East Midlands Region. Full time Compliance Cons...

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IFA Compliance Officer

IFA Compliance Officer

11 Feburary by Blakemore Recruitment

We are recruiting for a well-established Chartered IFA practice, seeking an experienced compliance professional to join their dynamic team. This is an exciting opportunity for a seasoned professional who has a minimum of five years of experience in a...

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Compliance Advice Manager

Compliance Advice Manager

This is a critical role in the business to provide specialism in an Advisory capacity. The firm sits across Insurance and Investment, with experience in either sector highly desired. The Role Advise on all regulatory matters within the business Work ...

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Compliance Officer/MLRO

Compliance Officer/MLRO

15 May by Robert Walters

An exciting opportunity has arisen for a up and coming Compliance Officer and Money Laundering Reporting Officer to join a dynamic team within a dynamic investment bank. This role offers the chance to work in an inclusive, collaborative environment w...

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Compliance Manager - Marketplace

Compliance Manager - Marketplace

JSS Search are partnered with a household name E-Commerce brand to recruit a Marketplace Compliance Manager. As the Marketplace Compliance Manager, you’ll focus on payments-related relationships and processes (for example, with acquirers and payments...

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Compliance Consultant- IFA

Compliance Consultant- IFA

COMPLIANCE CONSULTANT - FINANCIAL PLANNING / WEALTH MANAGEMENT SCOTLAND, NORTH EAST & ORKSHIRE REGIONS 50,000 BENEFITS CAR ALLOWANCE BONUSES Our client is an AIM listed Service Provider to many of the UK's leading Financial Advisors. Providing compli...

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Compliance Officer Banking

Compliance Officer Banking

Compliance Officer (Banking) - Central London Salary: 30k - 35k Excellent Benefits Office Based Working for a leading foreign bank in Central London the Compliance Officer role will assist theHead of Compliance and MLRO to ensure that the Bank identi...

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Trainee Compliance Consultant

Trainee Compliance Consultant

18 April by Ortus PSR

Are you interested in Compliance in the IFA market, we have a trainee role with a leading IFA firm who are looking to develop someone into a compliance position to support the Compliance Director. The salary range for the Compliance role is up to 33,...

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Compliance Advice Manager

Compliance Advice Manager

Compliance Advice Manager Brighton / Hybrid 40,000 - 60,000 per annum I am currently recruiting for a Compliance Advice Manager for a well established financial services provider in Brighton (2 days a week in the office). Compliance Advice Manager Th...

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FCA Compliance Officer

FCA Compliance Officer

Yesterday by MERJE Ltd

Senior FCA Compliance Officer (FTC for 12 months) Manchester – Hybrid To 50,000 Benefits MERJE is currently seeking an experienced FCA Compliance Officer for a financial services company based in Manchester. The role is initially being recruited on a...

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Financial Compliance Manager

Financial Compliance Manager

30 April by Adecco

Package Role - Financial Compliance Manager Location - Wantage Contract Type - Permanent Working Pattern - Office based Salary - 70,000 - 75,000 15% bonus Start Date - ASAP What's in it for you Company car Attractive Pension plan Health insurance The...

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Regulatory Compliance Analyst

Regulatory Compliance Analyst

Yesterday by Heat Recruitment

Our client, a reputable and successful name within financial services, are seeking a Regulatory Compliance Analyst to join their current team. This is a great opportunity for applicants with a minimum of 12 month's experience within compliance, finan...

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